Read Bully for Brontosaurus Online
Authors: Stephen Jay Gould
We might also understand the world better, and free ourselves of unseemly prejudice, if we properly grasped the workings of probability and its inexorable hold, through laws of logic, upon much of nature’s pattern. “Matching to type” is one common error; failure to understand random patterning in streaks and slumps is another—hence Tversky’s study of both the fictional Linda and the 76ers’ baskets. Our failure to appreciate the uniqueness of DiMaggio’s streak derives from the same unnatural and uncomfortable relationship that we maintain with probability. (If we knew Lady Luck better, Las Vegas might still be a roadstop in the desert.)
My favorite illustration of this basic misunderstanding, as applied to DiMaggio’s hitting streak, appeared in a recent article by baseball writer John Holway, “A Little Help from His Friends,” and subtitled “Hits or Hype in ’41” (
Sports Heritage
, 1987). Holway points out that five of DiMaggio’s successes were narrow escapes and lucky breaks. He received two benefits-of-the-doubt from official scorers on plays that might have been judged as errors. In each of two games, his only hit was a cheapie. In game 16, a ball dropped untouched in the outfield and had to be called a hit, even though the ball had been misjudged and could have been caught; in game 54, DiMaggio dribbled one down the third-base line, easily beating the throw because the third baseman, expecting the usual, was playing far back. The fifth incident is an oft-told tale, perhaps the most interesting story of the streak. In game 38, DiMaggio was 0 for 3 going into the last inning. Scheduled to bat fourth, he might have been denied a chance to hit at all. Johnny Sturm popped up to begin the inning, but Red Rolfe then walked. Slugger Tommy Henrich, up next, was suddenly swept with a premonitory fear: Suppose I ground into a double play and end the inning? An elegant solution immediately occurred to him: Why not bunt (an odd strategy for a power hitter). Henrich laid down a beauty; DiMaggio, up next, promptly drilled a double to left.
I enjoyed Holway’s account, but his premise is entirely, almost preciously, wrong. First of all, none of the five incidents represents an egregious miscall. The two hits were less than elegant, but undoubtedly legitimate; the two boosts from official scorers were close calls on judgment plays, not gifts. As for Henrich, I can only repeat manager Joe McCarthy’s comment when Tommy asked him for permission to bunt: “Yeah, that’s a good idea.” Not a terrible strategy either—to put a man into scoring position for an insurance run when you’re up 3–1.
But these details do not touch the main point: Holway’s premise is false because he accepts the conventional mythology about long sequences. He believes that streaks are unbroken runs of causal courage—so that any prolongation by hook-or-crook becomes an outrage against the deep meaning of the phenomenon. But extended sequences are not pure exercises in valor. Long streaks always are, and must be, a matter of extraordinary luck imposed upon great skill. Please don’t make the vulgar mistake of thinking that Purcell or Tversky or I or anyone else would attribute a long streak to “just luck”—as though everyone’s chances are exactly the same, and streaks represent nothing more than the lucky atom that kept moving in one direction. Long hitting streaks happen to the greatest players—Sisler, Keeler, DiMaggio, Rose—because their general chance of getting a hit is so much higher than average. Just as Joe Airball cannot match Larry Bird for runs of baskets, Joe’s cousin Bill Ofer, with a lifetime batting average of .184, will never have a streak to match DiMaggio’s with a lifetime average of .325. The statistics show something else, and something fascinating: There is no “causality of circumstance,” no “extra” that the great can draw from the soul of their valor to extend a streak beyond the ordinary expectation of coin-tossing models for a series of unconnected events, each occurring with a characteristic probability for that particular player. Good players have higher characteristic probabilities, hence longer streaks.
Of course DiMaggio had a little luck during his streak. That’s what streaks are all about. No long sequence has ever been entirely sustained in any other way (the Orioles almost won several of those 21 games). DiMaggio’s remarkable achievement—its uniqueness, in the unvarnished literal sense of that word—lies in whatever he did to extend his success well beyond the reasonable expectations of random models that have governed every other streak or slump in the history of baseball.
Probability does pervade the universe—and in this sense, the old chestnut about baseball imitating life really has validity. The statistics of streaks and slumps, properly understood, do teach an important lesson about epistemology, and life in general. The history of a species, or any natural phenomenon that requires unbroken continuity in a world of trouble, works like a batting streak. All are games of a gambler playing with a limited stake against a house with infinite resources. The gambler must eventually go bust. His aim can only be to stick around as long as possible, to have some fun while he’s at it, and, if he happens to be a moral agent as well, to worry about staying the course with honor. The best of us will try to live by a few simple rules: Do justly, love mercy, walk humbly with thy God, and never draw to an inside straight.
DiMaggio’s hitting streak is the finest of legitimate legends because it embodies the essence of the battle that truly defines our lives. DiMaggio activated the greatest and most unattainable dream of all humanity, the hope and chimera of all sages and shamans: He cheated death, at least for a while.
MY LIFE HAS RECENTLY
intersected, in a most personal way, two of Mark Twain’s famous quips. One I shall defer to the end of this essay. The other (sometimes attributed to Disraeli) identifies three species of mendacity, each worse than the one before—lies, damned lies, and statistics.
Consider the standard example of stretching truth with numbers—a case quite relevant to my story. Statistics recognizes different measures of an “average,” or central tendency. The
mean
represents our usual concept of an overall average—add up the items and divide them by the number of sharers (100 candy bars collected for five kids next Halloween will yield 20 for each in a fair world). The
median
, a different measure of central tendency, is the halfway point. If I line up five kids by height, the median child is shorter than two and taller than the other two (who might have trouble getting their mean share of the candy). A politician in power might say with pride, “The mean income of our citizens is $15,000 per year.” The leader of the opposition might retort, “But half our citizens make less than $10,000 per year.” Both are right, but neither cites a statistic with impassive objectivity. The first invokes a mean, the second a median. (Means are higher than medians in such cases because one millionaire may outweigh hundreds of poor people in setting a mean, but can balance only one mendicant in calculating a median.)
The larger issue that creates a common distrust or contempt for statistics is more troubling. Many people make an unfortunate and invalid separation between heart and mind, or feeling and intellect. In some contemporary traditions, abetted by attitudes sterotypically centered upon Southern California, feelings are exalted as more “real” and the only proper basis for action, while intellect gets short shrift as a hang-up of outmoded elitism. Statistics, in this absurd dichotomy, often becomes the symbol of the enemy. As Hilaire Belloc wrote, “Statistics are the triumph of the quantitative method, and the quantitative method is the victory of sterility and death.”
A right-skewed distribution showing that means must be higher than medians, and that the right side of the distribution extends out into a long tail.
BEN GAMIT
.
This is a personal story of statistics, properly interpreted, as profoundly nurturant and life-giving. It declares holy war on the downgrading of intellect by telling a small story to illustrate the utility of dry, academic knowledge about science. Heart and head are focal points of one body, one personality.
In July 1982, I learned that I was suffering from abdominal mesothelioma, a rare and serious cancer usually associated with exposure to asbestos. When I revived after surgery, I asked my first question of my doctor and chemotherapist: “What is the best technical literature about mesothelioma?” She replied, with a touch of diplomacy (the only departure she has ever made from direct frankness), that the medical literature contained nothing really worth reading.
Of course, trying to keep an intellectual away from literature works about as well as recommending chastity to
Homo sapiens
, the sexiest primate of all. As soon as I could walk, I made a beeline for Harvard’s Countway medical library and punched mesothelioma into the computer’s bibliographic search program. An hour later, surrounded by the latest literature on abdominal mesothelioma, I realized with a gulp why my doctor had offered that humane advice. The literature couldn’t have been more brutally clear: Mesothelioma is incurable, with a median mortality of only eight months after discovery. I sat stunned for about fifteen minutes, then smiled and said to myself: So that’s why they didn’t give me anything to read. Then my mind started to work again, thank goodness.
If a little learning could ever be a dangerous thing, I had encountered a classic example. Attitude clearly matters in fighting cancer. We don’t know why (from my old-style materialistic perspective, I suspect that mental states feed back upon the immune system). But match people with the same cancer for age, class, health, and socioeconomic status, and, in general, those with positive attitudes, with a strong will and purpose for living, with commitment to struggle, and with an active response to aiding their own treatment and not just a passive acceptance of anything doctors say tend to live longer. A few months later I asked Sir Peter Medawar, my personal scientific guru and a Nobelist in immunology, what the best prescription for success against cancer might be. “A sanguine personality,” he replied. Fortunately (since one can’t reconstruct oneself at short notice and for a definite purpose), I am, if anything, even-tempered and confident in just this manner.
Hence the dilemma for humane doctors: Since attitude matters so critically, should such a somber conclusion be advertised, especially since few people have sufficient understanding of statistics to evaluate what the statements really mean? From years of experience with the small-scale evolution of Bahamian land snails treated quantitatively, I have developed this technical knowledge—and I am convinced that it played a major role in saving my life. Knowledge is indeed power, as Francis Bacon proclaimed.
The problem may be briefly stated: What does “median mortality of eight months” signify in our vernacular? I suspect that most people, without training in statistics, would read such a statement as “I will probably be dead in eight months”—the very conclusion that must be avoided, both because this formulation is false, and because attitude matters so much.
I was not, of course, overjoyed, but I didn’t read the statement in this vernacular way either. My technical training enjoined a different perspective on “eight months median mortality.” The point may seem subtle, but the consequences can be profound. Moreover, this perspective embodies the distinctive way of thinking in my own field of evolutionary biology and natural history.
We still carry the historical baggage of a Platonic heritage that seeks sharp essences and definite boundaries. (Thus we hope to find an unambiguous “beginning of life” or “definition of death,” although nature often comes to us as irreducible continua.) This Platonic heritage, with its emphasis on clear distinctions and separated immutable entities, leads us to view statistical measures of central tendency wrongly, indeed opposite to the appropriate interpretation in our actual world of variation, shadings, and continua. In short, we view means and medians as hard “realities,” and the variation that permits their calculation as a set of transient and imperfect measurements of this hidden essence. If the median is the reality and variation around the median just a device for calculation, then “I will probably be dead in eight months” may pass as a reasonable interpretation.
But all evolutionary biologists know that variation itself is nature’s only irreducible essence. Variation is the hard reality, not a set of imperfect measures for a central tendency. Means and medians are the abstractions. Therefore, I looked at the mesothelioma statistics quite differently—and not only because I am an optimist who tends to see the doughnut instead of the hole, but primarily because I know that variation itself is the reality. I had to place myself amidst the variation.
When I learned about the eight-month median, my first intellectual reaction was: Fine, half the people will live longer; now what are my chances of being in that half. I read for a furious and nervous hour and concluded, with relief: damned good. I possessed every one of the characteristics conferring a probability of longer life: I was young; my disease had been recognized in a relatively early stage; I would receive the nation’s best medical treatment; I had the world to live for; I knew how to read the data properly and not despair.
Another technical point then added even more solace. I immediately recognized that the distribution of variation about the eight-month median would almost surely be what statisticians call “right skewed.” (In a symmetrical distribution, the profile of variation to the left of the central tendency is a mirror image of variation to the right. Skewed distributions are asymmetrical, with variation stretching out more in one direction than the other—left skewed if extended to the left, right skewed if stretched out to the right.) The distribution of variation had to be right skewed, I reasoned. After all, the left of the distribution contains an irrevocable lower boundary of zero (since mesothelioma can only be identified at death or before). Thus, little space exists for the distribution’s lower (or left) half—it must be scrunched up between zero and eight months. But the upper (or right) half can extend out for years and years, even if nobody ultimately survives. The distribution must be right skewed, and I needed to know how long the extended tail ran—for I had already concluded that my favorable profile made me a good candidate for the right half of the curve.
The distribution was, indeed, strongly right skewed, with a long tail (however small) that extended for several years above the eight-month median. I saw no reason why I shouldn’t be in that small tail, and I breathed a very long sigh of relief. My technical knowledge had helped. I had read the graph correctly. I had asked the right question and found the answers. I had obtained, in all probability, that most precious of all possible gifts in the circumstances—substantial time. I didn’t have to stop and immediately follow Isaiah’s injunction to Hezekiah—set thine house in order: for thou shalt die, and not live. I would have time to think, to plan, and to fight.
One final point about statistical distributions. They apply only to a prescribed set of circumstances—in this case to survival with mesothelioma under conventional modes of treatment. If circumstances change, the distribution may alter. I was placed on an experimental protocol of treatment and, if fortune holds, will be in the first cohort of a new distribution with high median and a right tail extending to death by natural causes at advanced old age.
*
It has become, in my view, a bit too trendy to regard the acceptance of death as something tantamount to intrinsic dignity. Of course I agree with the preacher of Ecclesiastes that there is a time to love and a time to die—and when my skein runs out I hope to face the end calmly and in my own way. For most situations, however, I prefer the more martial view that death is the ultimate enemy—and I find nothing reproachable in those who rage mightily against the dying of the light.
The swords of battle are numerous, and none more effective than humor. My death was announced at a meeting of my colleagues in Scotland, and I almost experienced the delicious pleasure of reading my obituary penned by one of my best friends (the so-and-so got suspicious and checked; he too is a statistician, and didn’t expect to find me so far out on the left tail). Still, the incident provided my first good laugh after the diagnosis. Just think, I almost got to repeat Mark Twain’s most famous line of all: The reports of my death are greatly exaggerated.
*