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Authors: David Hoffman

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Gorbachev’s grand plan was visionary, dramatic and dreamy. He proposed in the first phase, five to eight years, to halt all nuclear testing, cut the superpower strategic arsenals by 50 percent, to no more than 6,000 warheads each, and eliminate U.S. and Soviet medium-range missiles in the European zone, including the Pioneers, the Pershing IIs and the ground-launched cruise missiles. He also demanded that the United States and Soviet Union mutually renounce “space strike weapons,” a reference to Reagan’s Strategic Defense Initiative. In the second stage, to
begin in 1990 and last five to seven years, the United States and Soviet Union would continue to reduce their arsenals, joined by the other nuclear powers, France, Britain and China, and the United States and Soviet Union would also eliminate the small battlefield, or tactical, nuclear weapons. Finally, in the third stage, by 2000, all nations would get rid of nuclear weapons and sign a universal pact that nuclear weapons would never return again.
5

For all its sweeping ambition, the plan was unveiled January 15, 1986, in an oblique Soviet fashion. On the regular Soviet evening news program
Vremya
, an expressionless announcer picked up a sheaf of papers and began droning through a statement on disarmament by the general secretary. Gorbachev was nowhere to be seen. TASS distributed the 4,879-word text. The next morning, the full statement was printed in the official newspapers,
Izvestia
and
Pravda
. The declarations were grand: “The Soviet Union proposes at the beginning of 1986 the implementation of a program for freeing mankind from the fear of nuclear catastrophe.” A reader or television viewer might have been excused for asking: so what? Disarmament had been a time-worn Soviet slogan for decades, while the arms race zoomed ahead, ever faster.
6

Yet this time it was different. Anatoly Chernyaev, the deputy director of the International Department at the Central Committee, writing in his diary after the statement was announced, could sense that Gorbachev was reaching for the stars. “My impression is that he’s really decided to end the arms race no matter what. He is taking this ‘risk’ because, as he understands, it’s no risk at all—because nobody would attack us even if we disarmed completely. And in order to get the country on solid ground, we have to relieve it of the burden of the arms race, which is a drain on more than just the economy.”

“My God!” Chernyaev wrote. “What luck that there was a man in the Politburo [Andropov] who showed the wisdom of a true ‘tsar,’ finding Gorbachev and dragging him out of the provinces—and in a country which has 95 such regions! And now we have a real find of a leader: intelligent, well-educated, dynamic, honest, with ideas and imagination. And bold. Myths and taboos (including ideological ones) are nothing for him. He could flatten any of them.”
7

When the television announcer began reading Gorbachev’s statement on
Vremya
on January 15, 1986, it was still early in the day in Washington. Dobrynin, the Soviet ambassador, called Shultz in the morning to alert him that an important announcement was about to be made in Moscow. Shortly before the call, a letter from Gorbachev to Reagan arrived, accompanying the new proposal. Shultz and his advisers puzzled over the text, which had both new ideas, such as tackling some disputes one by one rather than all together, and some old roadblocks, such as Soviet demands to stop Reagan’s Strategic Defense Initiative. Paul Nitze was fascinated. “I wonder whose work of art on the Soviet side this is,” he said.
8

Weeks earlier, Reagan had appointed a new national security adviser, John M. Poindexter, a retired admiral, to replace McFarlane, who resigned. On the day of the Gorbachev proposal, Poindexter telephoned Matlock, the Soviet expert on the National Security Council, who was across town at that moment. Matlock rushed to the White House, where Poindexter showed him the text and asked whether he thought Gorbachev was serious. “Have they put it on TASS yet?” Matlock asked. Poindexter called the duty officer in the Situation Room and was told the text was coming over the wires at that moment. Matlock said that making the initiative public so quickly “raised the suspicion” that Gorbachev “had nothing more than propaganda in mind.” Most government agencies who looked at the proposal, Matlock recalled, thought it was “nothing more than smoke and mirrors and advised a flat rejection.” A White House official told reporters, “The language is eerie; it’s so extremely flexible that it may look better than it really is.” Doubts were everywhere in Washington that day. “A clever propaganda move,” said Senator Sam Nunn, Democrat of Georgia.
9

Shultz went to see Reagan at 2
P.M.,
and found the president already liked what he had been told about Gorbachev’s statement. “Why wait until the end of the century for a world without nuclear weapons?” Reagan asked.

That night, Reagan wrote in his diary that Gorbachev “surprisingly is calling for an arms reduction plan which will rid the world of nuclear weapons by the year 2000. Of course he has a couple of zingers in there which we’ll have to work around. But at the very least it is a h–l of a propaganda move. We’d be hard put to explain how we could turn it down.” At a White House photo session the next day, Reagan told
reporters, “It is just about the first time that anyone has ever proposed actually eliminating nuclear weapons.”
10

But once again, in official Washington, the president was largely alone. Nuclear deterrence had sunk its roots deep into American strategic thinking for four decades. “The naysayers were hard at work, even in my own building …” Shultz said. “No one could accept the thought of a world moving toward the elimination of nuclear weapons.” Richard N. Perle, an assistant secretary of defense and relentless critic of détente, told the White House Senior Arms Control Group that “the president’s dream of a world without nuclear weapons—which Gorbachev had picked up—was a disaster, a total delusion,” Shultz recalled. “Perle said the National Security Council should not meet on the idea, because then the president would direct his arms controllers to come up with a program to achieve that result. The Joint Chiefs’ representative agreed with Perle. They feared the institutionalization and acceptance of the idea as policy.”

Two days after Gorbachev’s proposal, Shultz told his staff to face facts; yes, they were all skeptical about elimination of nuclear weapons, but “the president of the United States doesn’t agree with you.” In fact, Shultz said, “he thinks it’s a hell of a good idea.”

Shultz set up a small steering group of insiders, starting January 25, in a deliberate effort to bypass the rigid interagency process for making policy in Washington. They met every Saturday morning. Shultz and Gates faced off in these sessions. Shultz thought Gorbachev was for real, “bold and agile.” Gates, deputy CIA director, thought Gorbachev was cut from the old Soviet mold. Gates wrote to Shultz at the time, saying “all we have seen since Gorbachev took over leads us to believe that on fundamental objectives and policies he
so far
remains generally as inflexible as his predecessors.” Gorbachev’s new proposal to eliminate nuclear weapons, Gates said, was “tactically a clever stroke” but “did not change any basic Soviet position.”
11

On Monday, February 3, Reagan met in the White House Situation Room with his top advisers to discuss a response to Gorbachev’s proposal. “Some wanted to tag it a publicity stunt,” Reagan wrote afterward. “I said no. Let’s say we share their overall goals & now want to work out the details. If it is a publicity stunt this will be revealed by them. I also propose to announce we are going forward with SDI but if research reveals a
defense against missiles is possible we’ll work out how it can be used to protect the whole world not just us.”
12

Gorbachev hurtled forward. He telephoned Chernyaev, the deputy director of the International Department at the Central Committee, and asked him to become his adviser on national security. Chernyaev was a liberal but not yet part of Gorbachev’s inner circle. He was known for an encyclopedic mind. He was intensely curious, outspoken and fearless. He loved drama, memorized poetry and read Western literature, even when prohibited. Chernyaev had been schooled in Russian culture and had the best schools and teachers. He went to the front as a volunteer at the outbreak of the Great Patriotic War, fought and was seriously wounded. After the war he graduated from and taught at Moscow State University. In the 1950s, Chernyaev had served in Prague on the staff of a new party journal,
Problemy mira i sotsializma
, or Problems of Peace and Socialism, where the environment was relatively open, compared to Moscow. This left an enduring impression on Chernyaev, who returned to Moscow to spend two decades in the Central Committee apparat, harboring hopes for liberal reform despite the deep disappointments of the era, including Moscow’s crushing of the Prague Spring and the invasion of Afghanistan.

When Gorbachev called, Chernyaev hesitated at first, because it seemed an almost overwhelming responsibility. He was sixty-five years old, and feared he would disappoint Gorbachev. He wanted more time for reading, theater, exhibitions, the conservatory, a steady and quiet life.

“What do you say?” insisted Gorbachev.

“One does not refuse such offers, Mikhail Sergeyevich,” Chernyaev replied.
13

In the critical years that followed, Chernyaev remained at Gorbachev’s elbow, a key member of the reformist brain trust who offered candid advice to Gorbachev as well as unblemished loyalty. He joined the other intellectuals who generated the ideas and firepower behind
glasnost
and
perestroika
. Chernyaev’s diary, detailed and revealing, is perhaps the single most important contemporaneous account of Gorbachev’s decision making and thinking.
14

Change was coming fast in 1986. Boris Yeltsin, the party chief in
Sverdlovsk, was brought to the capital, and soon plunged into a populist drive to improve living standards. Alexander Yakovlev, a strong proponent of democratization, was brought from his think tank to head the Central Committee department on ideology, becoming another preeminent adviser to Gorbachev and the heart and soul of “new thinking.” Chernyaev began to take notes at meetings with Gorbachev. Later, other Gorbachev advisers, including Yakovlev, Shakhnazarov and Vadim Medvedev, contributed their notes, making up another valuable contemporaneous account.
15

Soon after Chernyaev was appointed came the 27th Party Congress, a mammoth affair in which 4,993 delegates from across the country packed into Moscow hotels and assembled in the scarlet-bedecked hall of the Kremlin Palace of Congresses from February 25 to March 6, 1986. Held every five years to approve the membership of the three-hundred-member Central Committee and ratify the next five-year program, the congress was Gorbachev’s stage for a premiere of “new thinking” and
perestroika
. In his speeches, Gorbachev referred to the war in Afghanistan as a “bleeding wound,” and described a Soviet foreign policy based on living with the non-Communist world rather than endless confrontation of military blocs. Gorbachev’s words were spoken in billowing paragraphs, wrapped in old rhetoric about American imperialism, and he still attempted to give socialism a boost rather than destroy it. But “new thinking” was on display nonetheless.
16

Chernyaev recalled that Gorbachev was in a state of “extreme enthusiasm” when the party congress ended. But just as he savored this success, a chill wind blew in from Reagan. In the wake of the Walker spy ring discovery the year before, Reagan had signed a secret directive in late 1985 to curb Soviet espionage activity, but action had been delayed. On March 7, the day after the party congress ended, the United States ordered the Soviet Union to sharply reduce its diplomatic mission to the United Nations in New York, from about 270 diplomats to 170. Gorbachev took this as an unexpected jab from Reagan. The Soviet mission at the United Nations was believed by U.S. officials to be a headquarters for KGB spies.
17
In fact, two of the most devastating spies of all time were not at the Soviet mission but deep within the U.S. government—Ames and Hanssen.

In another setback for Gorbachev, on March 13, U.S. warships carrying
sophisticated electronic gear sailed six miles inside the Soviet Union’s twelve-mile territorial limit in the Black Sea, a clear provocation, which the Soviets protested. On March 20, Gorbachev was exasperated when he met aides to plan a speech in the Volga River manufacturing city of Togliatti. According to Chernyaev’s notes, Gorbachev said he hoped to give the Americans a good swift kick. He could not understand European or American indifference to his initiatives and speeches. “What do we see on the part of Europe and the United States?” he asked. “Excuses, evasiveness, attempts to get away with half-measures and promises.”
18

Gorbachev had prolonged the Soviet self-imposed moratorium on nuclear testing by three months, but Reagan refused to go along. On March 22, the United States set off a twenty-nine-kiloton underground nuclear explosion, code-named Glencoe, two thousand feet below the Nevada desert.
19
Gorbachev continued to hold off on Soviet tests, but bitterly complained to his inner circle on March 24 that the moratorium showed the Americans “have no intentions to disarm.” Gorbachev asked that day, “What does America want?” Chernyaev recalled, “It seemed we were sliding back toward confrontation.”

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