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Authors: Ernest Becker

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We now understand that what psychoanalysts have called “anality” or anal character traits are really forms of the
universal protest against accident and death. Seen in this way a large part of the most esoteric psychoanalytic corpus of insights achieves a new vitality and meaningfulness. To say that someone is “anal” means that someone is trying extra-hard to protect himself against the accidents of life and danger of death, trying to use the symbols of culture as a sure means of triumph over natural mystery, trying to pass himself off as anything but an animal. When we comb the anthropological literature we find that men everywhere have been anal in some basic levels of their cultural strivings; and we find
that primitives have often shown the most unashamed anality of all. They have been more innocent about what their real problem is, and they have not well disguised their disguise, so to speak, over the fallibilities of the human condition. We read that men of the Chagga tribe wear an anal plug all their lives, pretending to have sealed up the anus and not to need to defecate. An obvious triumph over mere physicalness. Or take the widespread practice of segregating women in special huts during menstruation and all the various taboos surrounding menstruation: it is obvious that man seeks to control the
mysterious processes of nature as they manifest themselves within his own body. The body cannot be allowed to have the ascendancy over him.
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Anality explains why men yearn for freedom from contradictions and ambiguities, why they like their symbols pure, their Truth with a capital “T.” On the other hand, when men really want to protest against artificialities, when they rebel against the symbolisms of culture, they fall back on the physical. They call thoughts down to earth, mannerisms back to basic chemistry. A perfect example of this was in the recent “anal” film
Brewster McCloud,
where speeches, official badges, and shiny manufactured surfaces were pummeled from the sky with obliterating excrement. The message was one that
the modern filmmakers are making with great daring: calling the world back from hypocrisy by stressing basic things about life and the body. Stanley Kubrick jarred audiences when he showed in 2001 how man stepped out into space like an ape dancing to schmaltzy Strauss waltz music; and again in
A Clockwork Orange
he showed how naturally and satisfyingly a man can murder and rape in tune with the heroic transcendence of Beethoven’s Ninth.

The upsetting thing about anality is that it reveals that all c
ulture, all man’s creative life-ways, are in some basic part of them a fabricated protest against natural reality, a denial of the truth of the human condition, and an attempt to forget the pathetic creature that man is. One of the most stunning parts of Brown’s study was his presentation of anality in Jonathan Swift. The ultimate horror for Swift was the fact that the sublime, the beautiful, and the divine are inextricable from basic animal functions. In the head of the adoring male is the illusion that sublime beauty “is all head and wings, with no bottom to betray” it.
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In one of Swift’
s poems a young man explains the grotesque contradiction that is tearing him apart:
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Nor wonder how I lost my Wits;

Oh! Caelia, Caelia, Caelia shits!

In other words, in Swift’s mind there was an absolute contradiction “between the state of being in love and an awareness of the excremental function of the beloved.”
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Erwin Straus, in his brilliant monograph on obsession,
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similarly earlier showed how repulsed Swift was by the animality of the body, by its dirt and decay. Straus pronounced a more clinical judgment on Swift’s disgust, seeing it as part of the typical obsessive’s worldview: “For all obsessives sex is severed from unification and procreation… . Through the … isolation of the genitals from the whole of the body, sexual functions are experienced as excretions and as decay.”
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This degree of fragmentation is extreme, but we all see the world through obsessive eyes at least part o
f the time and to some degree; and as Freud said, not only neurotics take exception to the fact that “we are born between urine and faeces.”
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In this horror of the incongruity of man Swift the poet gives more tormented voice to the dilemma that haunts us all, and it is worth summing it up one final time: Excreting is the curse that threatens madness because it shows man his abject finitude, his physicalness, the likely unreality of his hopes and dreams. But even more immediately, it represents man’s utter bafflement at: the sheer
non-sense
of creation: to fashion the sublime miracle of the human face, the
mysterium tremendum
of radiant feminine beauty, the veritable goddesses that beautiful women are; to bring this out of nothing, out of the void,
and make it shine in noonday; to take such a miracle and put miracles again within it, deep in the mystery of eyes that peer out—the eye that gave even the dry Darwin a chill: to do all this, and to combine it with an anus that shits! It is too much. Nature mocks us, and poets live in torture.

I have tried to recapture just a bit of the shock of a scientific and poetic discussion of the problem of anality, and if I have succeeded in such an offhand way, we can understand what the existential paradox means: that what bothers people is really incongruity, life as it
is
. This view leads to a whole re-examination of Freudian theory, not only of the problem of anality, but also of Freud’s central idea, the Oedipus complex. Let us now linger on this, again using Brown’s brilliant reformulation.

The Oedipal Project

Freud often tended to understand human motives in what can be called a “primitive” way. Sometimes so much so that when disciples like Rank and Ferenzci pulled away from him they accused him of simple-mindedness. The accusation is, of course, ludicrous, but there is something to it—probably what they were driving at: the doggedness with which Freud stuck to his stark sexual formulas. No matter how much he changed later in life, he always kept alive the letter of psychoanalytic dogma and fought against a watering-down of the motives he thought he uncovered. We will understand better why in a
later chapter.

Take the Oedipus complex. In his early work Freud had said that this complex was the central dynamic in the psychic life. In his view, the boy child had innate drives of sexuality and he even wanted to possess his mother. At the same time, he knew that his father was his competitor, and he held in check a murderous aggressiveness toward him. The reason he held it in check was that he knew the father was physically stronger than he and that the result of an open fight would be the father’s victory and the castration of the son. Hence the horror of blood, of mutilation, of the
female genitals that seemed to have been mutilated; they testified that castration was a fact.

Freud modified his views all through his life, but he never got a full distance away from them. No wonder: they kept being “confirmed” in some intimate way by the people he studied. There was indeed something about the anus and the genitals, the physicalness of the family, and its copulations that weighed on the psyche of neurotics like an age-old stone. Freud thought that such a heavy weight must date from time immemorial, from the first emergence of humans out of primate ancestors. He thought that the guilt we each feel deep down is connected with a primal crime of patricide and incest commit
ted in the dim recesses of prehistory; so deep is guilt ingrained, so much is it confused with the body, with sex and excrement, and with the parents. Freud never abandoned his views because they were correct in their elemental suggestiveness about the human condition—but not quite in the sense that he thought, or rather, not in the framework which he offered. Today we realize that all the talk about blood and excrement, sex and guilt, is true not because of urges to patricide and incest and fears of actual physical castration, but because all these things reflect man’s horror of his own basi
c animal condition, a condition that he cannot—especially as a child—understand and a condition that—as an adult—he cannot accept. The guilt that he feels over bodily processes and urges is “pure” guilt: guilt as inhibition, as determinism, as smallness and boundness. It grows out of the constraint of
the basic animal condition
, the incomprehensible mystery of the body and the world.

Psychoanalysts have been preoccupied since the turn of the century with the experiences of childhood; but, strangely enough, it is only since “just yesterday” that we are able to put together a fairly complete and plausible commonsensical picture of why childhood is such a crucial period for man. We owe this picture to many people, including especially the neglected Rank, but it is Norman O. Brown who has summed it up more pointedly and definitively than anyone else, I think. As he argued in his own reorientation of Freud, the Oedipus complex is not the narrowly sexual problem of lust and com
petitiveness that Freud made out in his early work. Rather, the Oedipus complex is the Oedipal
project,
a project that sums up the basic problem of the child’s life: whether he will be a passive object of fate, an appendage of others, a playthi
ng of the world or whether he will be an active center within himself—whether he will control his own destiny with his own powers or not. As Brown put it:

The Oedipal project is not, as Freud’s earlier formulations suggest, a natural love of the mother, but as his later writings recognize, a product of the conflict of ambivalence and an attempt to overcome that conflict by narcissistic inflation. The essence of the Oedipal complex is the project of becoming God—in Spinoza’s formula,
causa sui
… . By the same token, it plainly exhibits infantile narcissism perverted by the flight from death… .

If the child’s major task is a flight from helplessness and obliteration, then sexual matters are secondary and derivative, as Brown says:

Thus again it appears that the sexual organizations, pregenital and genital, do not correspond to the natural distribution of Eros in the human body: they represent a hypercathexis, a supercharge, of particular bodily functions and zones, a hypercathexis induced by the fantasies of human narcissism in flight from death.
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Let us take these technical gems and spread them out a bit. The Oedipal project is the flight from passivity, from obliteration, from contingency: the child wants to conquer death by becoming the
father of himself,
the creator and sustainer of his own life. We saw in Chapter Two that the child has an idea of death by the age of three, but long before that he is already at work to fortify himself against vulnerability. This process begins naturally in the very earliest stages of the infant’s life—in what is called the “oral” stage. This is the stage before the child is fully differentiate
d from his mother in his own consciousness, before he is fully cognizant of his own body and its functions—or, as we say technically, before his body has become an object in his phenomenological field. The mother, at this time, represents literally the child’s life-world. During this period her efforts are directed to the gratification of the child’s wishes, to automatic relief of his tensions and pains. The child, then, at this time, is simply “full of himself,” an unflinchable manipulator and champion of his world. He lives suffu
sed in his own omnipotence and magically controls everything he needs to feed that omnipotence. He has only to cry to get food and warmth, to point to demand the moon and get a delightful rattle in its place. No wonder we understand this period as characterized by “primary narcissism”: the child triumphantly controls his world by controlling the mother. His body is his narcissistic project, and he uses it to try to “swallow the world.” The “anal stage” is another way of talking about the period when the child begins to turn his attention to his own body as an object in his phenomenal field. He di
scovers it and seeks to control it. His narcissistic project then becomes the mastery and the possession of the world through self-control.

At each stage in the unfolding discovery of his world and the problems that it poses, the child is intent on shaping that world to his own aggrandizement. He has to keep the feeling that he has absolute power and control, and in order to do that he has to cultivate independence of some kind, the conviction that he is shaping his own life. That is why Brown, like Rank, could say that the Oedipal project is “inevitably self-generated in the child and is directed against the parents, irrespective of how the parents behave.” To put it paradoxically, “children toilet train themselves.”
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The profound meaning of this is that there is no “perfect” way to bring up a child, since he “brings himself up” by trying to shape himself into an absolute controller of his own destiny. As this aim is impossible, each character is, deeply and in some way, fantastically unreal, fundamentally imperfect. As Ferenczi so well summed it up: “Character is from the point of view of the psychoanalyst a sort of abnormality, a kind of mechanization of a particular way of reaction, rather similar to an obsessional symptom.”
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The Castration Complex

In other words, the narcissistic project of self-creation, using the body as the primary base of operations, is doomed to failure. And the child finds it out:
this
is how we understand the power and meaning of what is called the “castration complex,” as Freud came to develop it in his later writings and as Rank
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and Brown have detailed it. In the newer understanding of the castration complex it is not the father’s threats that the child reacts to. As Brown so well says, the castration complex comes into being solely in confrontation with the mother. This phenomenon is very crucial, and we must linger a bit on how it happens.

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