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Authors: Richard Dawkins

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‘FROM SO SIMPLE A BEGINNING’

We know a great deal about how evolution has worked ever since it got started, much more than Darwin knew. But we know little more than Darwin did about how it got started in the first place. This is a book about evidence, and we have no evidence bearing upon the momentous event that was the start of evolution on this planet. It could have been an event of supreme rarity. It only had to happen once, and as far as we know it did happen only once. It is even possible that it happened only once in the entire universe, although I doubt that. One thing we can say, on a basis of pure logic rather than evidence, is that Darwin was sensible to say ‘from so simple a beginning’. The opposite of simple is statistically improbable. Statistically improbable things don’t spontaneously spring into existence: that is what statistically improbable means. The beginning had to be simple, and evolution by natural selection is still the only process we know whereby simple beginnings can give rise to complex results.
Darwin didn’t discuss how evolution began in On the Origin of Species. He thought the problem was beyond the science of his day. In the letter to Hooker that I quoted earlier, Darwin went on to say, ‘It is mere rubbish, thinking at present of the origin of life; one might as well think of the origin of matter.’ He didn’t rule out the possibility that the problem would eventually be solved (indeed, the problem of the origin of matter largely has been solved) but only in the distant future: ‘It will be some time before we see “slime, protoplasm, etc” generating a new animal.’
At this point in his edition of his father’s letters, Francis Darwin inserted a footnote telling us,On the same subject my father wrote in 1871: ‘It is often said that all the conditions for the first production of a living organism are now present, which could ever have been present. But if (and oh! what a big if!) we could conceive in some warm little pond, with all sorts of ammonia and phosphoric salts, light, heat, electricity, etc, present, that a proteine compound was chemically formed ready to undergo still more complex changes, at the present day such matter would be instantly devoured or absorbed, which would not have been the case before living creatures were formed.’
Charles Darwin was here doing two rather distinct things. On the one hand he was presenting his only speculation on how life might have originated (the famous ‘warm little pond’ passage). On the other hand, he was disabusing present-day science of the hope of ever seeing the event replicated before our eyes. Even if ‘the conditions for the first production of a living organism’ are still present, any such new production would be ‘instantly devoured or absorbed’ (presumably by bacteria, we would today have good reason to add), ‘which would not have been the case before living creatures were formed’.
Darwin wrote this seven years after Louis Pasteur had said, in a lecture at the Sorbonne, ‘Never will the doctrine of spontaneous generation recover from the mortal blow struck by this simple experiment.’ The simple experiment was the one in which Pasteur showed, contrary to popular expectation at the time, that broth sealed off from access by micro-organisms would not spoil.
Demonstrations such as Pasteur’s are sometimes cited by creationists as evidence in their favour. The false syllogism runs as follows: ‘Spontaneous generation is never nowadays observed. Therefore the origin of life is impossible.’ Darwin’s 1871 remark was precisely designed as a riposte to that kind of illogicality. Evidently, the spontaneous generation of life is a very rare event, but it must have happened once, and this is true whether you think the original spontaneous generation was a natural or a supernatural event. The question of just how rare an event the origin of life was is an interesting one to which I shall return.
The first serious attempts to think about how life might have originated, those of Oparin in Russia and (independently) Haldane in England, both began by denying that the conditions for the first production of life are still with us. Oparin and Haldane suggested that the early atmosphere would have been very different from the present one. In particular, there would have been no free oxygen, and the atmosphere was thus – as chemists mysteriously call it – a ‘reducing’ atmosphere. We now know that all the free oxygen in the atmosphere is the product of life, specifically plants – obviously, not a part of the antecedent conditions in which life arose. Oxygen flooded into the atmosphere as a pollutant, even a poison, until natural selection shaped living things to thrive on the stuff and, indeed, suffocate without it. The ‘reducing’ atmosphere inspired the most famous experimental attack on the problem of the origin of life, Stanley Miller’s flask full of simple ingredients, which bubbled and sparked for only a week before yielding amino acids and other harbingers of life.
Darwin’s ‘warm little pond’, together with the witch’s brew concocted by Miller that it inspired, are nowadays often rejected as a preamble to advancing some favoured alternative. The truth is that there is no overwhelming consensus. Several promising ideas have been suggested, but there is no decisive evidence pointing unmistakably to any one. In previous books I have attended to various interesting possibilities, including the inorganic clay crystals theory of Graham Cairns-Smith, and the more recently fashionable view that the conditions under which life first arose were akin to the Hadean habitat of today’s ‘thermophilous’ bacteria and archaea, some of which thrive and reproduce in hot springs that are literally boiling. Today, a majority of biologists are moving towards the ‘RNA World theory’, and for a reason that I find quite persuasive.
We have no evidence about what the first step in making life was, but we do know the kind of step it must have been. It must have been whatever it took to get natural selection started. Before that first step, the sorts of improvement that only natural selection can achieve were impossible. And that means the key step was the arising, by some process as yet unknown, of a self-replicating entity. Self-replication spawns a population of entities, which compete with each other to be replicated. Since no copying process is perfect, the population will inevitably come to contain variety, and if variants exist in a population of replicators those that have what it takes to succeed will come to predominate. This is natural selection, and it could not start until the first self-replicating entity came into existence.
Darwin, in his ‘warm little pond’ paragraph, speculated that the key event in the origin of life might have been the spontaneous arising of a protein, but this turns out to be less promising than most of Darwin’s ideas. This isn’t to deny that proteins are vitally important for life. We saw in Chapter 8 that they have the very special property of coiling themselves up to form three-dimensional objects, whose exact shape is specified by the one-dimensional sequence of their constituents, the amino acids. We also saw that the same exact shape confers on them the ability to catalyse chemical reactions with great specificity, speeding particular reactions up perhaps a trillionfold. The specificity of enzymes makes biological chemistry possible, and proteins seem almost indefinitely flexible in the range of shapes that they can assume. That, then, is what proteins are good at. They are very, very good at it indeed, and Darwin was quite right to mention them. But there is something that proteins are outstandingly bad at, and this Darwin overlooked. They are completely hopeless at replication. They can’t make copies of themselves. This means that the key step in the origin of life cannot have been the spontaneous arising of a protein. What, then, was it?
The best-replicating molecule that we know is DNA. In the advanced forms of life with which we are familiar, DNA and proteins are elegantly complementary. Protein molecules are brilliant enzymes but lousy replicators. DNA is exactly the reverse. It doesn’t coil up into three-dimensional shapes, and therefore doesn’t work as an enzyme. Instead of coiling up it retains its open, linear form, and this is what makes it ideal both as a replicator and as a specifier of amino-acid sequences. Protein molecules, precisely because they coil up into ‘closed’ shapes, do not ‘expose’ their sequence information in a way that might be copied or ‘read’. The sequence information is buried inaccessibly inside the coiled-up protein. But in the long chain of DNA the sequence information is exposed and available to act as a template.
The ‘Catch-22’ of the origin of life is this. DNA can replicate, but it needs enzymes in order to catalyse the process. Proteins can catalyse DNA formation, but they need DNA to specify the correct sequence of amino acids. How could the molecules of the early Earth break out of this bind and allow natural selection to get started? Enter RNA.
RNA belongs to the same family of chain molecules as DNA, the polynucleotides. It is capable of carrying what amount to the same four code ‘letters’ as DNA, and it indeed does so in living cells, carrying genetic information from DNA to where it can be used. DNA acts as the template for RNA code sequences to build up. And then protein sequences build up using RNA, not DNA, as their template. Some viruses have no DNA at all. RNA is their genetic molecule, solely responsible for carrying genetic information from generation to generation.
Now for the key point of the ‘RNA World theory’ of the origin of life. In addition to stretching out in a form suitable for passing on sequence information, RNA is also capable of self-assembling, like our magnetic necklace of Chapter 8, into three-dimensional shapes, which have enzymatic activity. RNA enzymes do exist. They are not as efficient as protein enzymes, but they do work. The RNA World theory suggests that RNA was a good enough enzyme to hold the fort until proteins evolved to take over the enzyme role, and that RNA was also a good enough replicator to muddle along in that role until DNA evolved.
I find the RNA World theory plausible, and I think it quite likely that chemists will, within the next few decades, simulate in the laboratory a full reconstruction of the events that launched natural selection on its momentous way four billion years ago. Fascinating steps in the right direction have already been taken.
Before leaving the subject, however, I must repeat the warning I have given in earlier books. We don’t actually need a plausible theory of the origin of life, and we might even be a little bit anxious if a too plausible theory were to be discovered! This glaring paradox arises from the famous ‘Where is everybody?’ question, which was posed by the physicist Enrico Fermi. Enigmatic as his question sounds, Fermi’s companions, fellow physicists at the Los Alamos Laboratory, were attuned enough to know exactly what he meant. Why haven’t we been visited by living creatures from elsewhere in the universe? If not visited in person, at least visited by radio signals (which is vastly more probable).
It is now possible to estimate that there are upwards of a billion planets in our galaxy, and about a billion galaxies. This means that, although it is possible that ours is the only planet in the galaxy that has life, in order for that to be true, the probability of life arising on a planet would have to be not much greater than one in a billion. The theory that we seek, of the origin of life on this planet, should therefore positively not be a plausible theory! If it were, life should be common in the galaxy. Maybe it is common, in which case a plausible theory is what we want. But we have no evidence that life exists outside this planet, and at very least we are entitled to be satisfied with an implausible theory. If we take the Fermi question seriously, and interpret the lack of visitations as evidence that life is exceedingly rare in the galaxy, we should move towards positively expecting that no plausible theory of the origin of life exists. I have developed the argument more fully in The Blind Watchmaker, and shall leave it there. My guess, for what it is worth (not much, because there are too many unknowns), is that life is very rare, but that the number of planets is so large (more are being discovered all the time) that we are probably not alone, and there may be millions of islands of life in the universe. Nevertheless, even millions of islands could still be so far apart that they have almost no chance of ever encountering one another, even by radio. Sadly, as far as practicalities are concerned, we might as well be alone.

‘ENDLESS FORMS MOST BEAUTIFUL AND MOST WONDERFUL HAVE BEEN, AND ARE BEING, EVOLVED’

I’m not sure what Darwin meant by ‘endless’. It could have been just a superlative, deployed to soup up ‘most beautiful’ and ‘most wonderful’. I expect that was part of it. But I like to think that Darwin meant something more particular by ‘endless’. As we look back on the history of life, we see a picture of never-ending, ever-rejuvenating novelty. Individuals die; species, families, orders and even classes go extinct. But the evolutionary process itself seems to pick itself up and resume its recurrent flowering, with undiminished freshness, with unabated youthfulness, as epoch gives way to epoch.
Let me briefly return to the computer models of artificial selection that I described in Chapter 2: the ‘safari park’ of computer biomorphs, including arthromorphs and the conchomorphs that showed how the great variety of mollusc shells might have evolved. In that chapter, I introduced these computer creatures as an illustration of how artificial selection works and how powerful it is, given enough generations. Now I want to use these computer models for a different purpose.
My overwhelming impression, while staring into the computer screen and breeding biomorphs, whether coloured or black, and when breeding arthromorphs, was that it never became boring. There was a sense of endlessly renewed strangeness. The program never seemed to get ‘tired’, and nor did the player. This was in contrast to the ‘D’Arcy’ program that I briefly described in Chapter 10, the one in which the ‘genes’ tugged mathematically at the coordinates of a virtual rubber sheet on which an animal had been drawn. When doing artificial selection with the D’Arcy program, the player seems, as time goes by, to move further and further away from a reference point where things made sense, out into a no-man’s-land of mis-shapen inelegance, where sense seems to decrease the further we travel from the starting point. I have already hinted at the reason for this. In the biomorph, arthromorph and conchomorph programs, we have the computer equivalent of an embryological process – three different embryological processes, all in their different ways biologically plausible. The D’Arcy program, by contrast, doesn’t simulate embryology at all. Instead, as I explained in Chapter 10, it manipulates the distortions by which one adult form may be transformed into another adult form. This lack of an embryology deprives it of the ‘inventive fertility’ that the biomorphs, arthromorphs and conchomorphs display. And the same inventive fertility is displayed by real-life embryologies, which is a minimal reason why evolution generates ‘endless forms most beautiful and most wonderful’. But can we go beyond the minimal?
In 1989 I wrote a paper called ‘The evolution of evolvability’ in which I suggested that not only do animals get better at surviving, as the generations go by: lineages of animals get better at evolving. What does it mean to be ‘good at evolving’? What kinds of animals are good at evolving? Insects on land and crustaceans in the sea seem to be champions at diversifying into thousands of species, parcelling up the niches, changing costumes through evolutionary time with frolicsome abandon. Fish, too, show amazing evolutionary fecundity, so do frogs, as well as the more familiar mammals and birds.
What I suggested in my 1989 paper is that evolvability is a property of embryologies. Genes mutate to change an animal’s body, but they have to work through processes of embryonic growth. And some embryologies are better than others at throwing up fruitful ranges of genetic variation for natural selection to work upon, and might therefore be better at evolving. ‘Might’ seems too weak. Isn’t it almost obvious that some embryologies must be better than others at evolving, in this sense? I think so. It is less obvious, but nevertheless I think a case can be made, that there might be a kind of higher-level natural selection in favour of ‘evolvable embryologies’. As time goes by, embryologies improve their evolvability. If there is a ‘higher-level selection’ of this kind, it would be rather different from ordinary natural selection, which chooses individuals for their capacity to pass on genes successfully (or, equivalently, chooses genes for their capacity to build successful individuals). The higher-level selection that improves evolvability would be of the kind that the great American evolutionary biologist George C. Williams called ‘clade selection’. A clade is a branch of the tree of life, like a species, a genus, an order or a class. We could say that clade selection has occurred when a clade, such as the insects, spreads, diversifies and populates the world more successfully than another clade such as the pogonophora (no, you probably haven’t heard of these obscure, worm-like creatures, and there’s a reason: they are an unsuccessful clade!). Clade selection doesn’t imply that clades have to compete with each other. The insects don’t compete, at least not directly, with the pogonophora for food or space or any other resource. But the world is full of insects, and almost devoid of pogonophora, and we are rightly tempted to attribute the success of the insects to some feature that they possess. I am conjecturing that it is something about their embryology that makes them evolvable. In the chapter of Climbing Mount Improbable entitled ‘Kaleidoscopic Embryos’ I offered various suggestions for specific features that make for evolvability, including constraints of symmetry, and including modular architectures such as a segmented body plan.
Perhaps partly because of its segmentally modular architecture, the arthropod clade* is good at evolving, at throwing up variation in multiple directions, at diversifying, at opportunistically filling niches as they become available. Other clades may be similarly successful because their embryologies are constrained to mirror-image development in various planes.† The clades that we see peopling the lands and the seas are the clades that are good at evolving. In clade selection, unsuccessful clades go extinct, or fail to diversify to meet varying challenges: they wither and perish. Successful clades blossom and flourish as leaves on the phylogenetic tree. Clade selection sounds seductively like Darwinian natural selection. The seduction should be resisted, or should at least ring alarm bells. Superficial resemblances can be actively misleading.
The fact of our own existence is almost too surprising to bear. So is the fact that we are surrounded by a rich ecosystem of animals that more or less closely resemble us, by plants that resemble us a little less and on which we ultimately depend for our nourishment, and by bacteria that resemble our remoter ancestors and to which we shall all return in decay when our time is past. Darwin was way ahead of his time in understanding the magnitude of the problem of our existence, as well as in tumbling to its solution. He was ahead of his time, too, in appreciating the mutual dependencies of animals and plants and all other creatures, in relationships whose intricacy staggers the imagination. How is it that we find ourselves not merely existing but surrounded by such complexity, such elegance, such endless forms most beautiful and most wonderful?
The answer is this. It could not have been otherwise, given that we are capable of noticing our existence at all, and of asking questions about it. It is no accident, as cosmologists point out to us, that we see stars in our sky. There may be universes without stars in them, universes whose physical laws and constants leave the primordial hydrogen evenly spread and not concentrated into stars. But nobody is observing those universes, because entities capable of observing anything cannot evolve without stars. Not only does life need at least one star to provide energy. Stars are also the furnaces in which the majority of the chemical elements are forged, and you can’t have life without a rich chemistry. We could go through the laws of physics, one by one, and say the same thing of all of them: it is no accident that we see . . .
The same is true of biology. It is no accident that we see green almost wherever we look. It is no accident that we find ourselves perched on one tiny twig in the midst of a blossoming and flourishing tree of life; no accident that we are surrounded by millions of other species, eating, growing, rotting, swimming, walking, flying, burrowing, stalking, chasing, fleeing, outpacing, outwitting. Without green plants to outnumber us at least ten to one there would be no energy to power us. Without the ever-escalating arms races between predators and prey, parasites and hosts, without Darwin’s ‘war of nature’, without his ‘famine and death’ there would be no nervous systems capable of seeing anything at all, let alone of appreciating and understanding it. We are surrounded by endless forms, most beautiful and most wonderful, and it is no accident, but the direct consequence of evolution by non-random natural selection – the only game in town, the greatest show on Earth.

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