In despair, he screamed his beloved's nameâ“Yi-Pei! ”âto the heavens. Then, like an echo from far away, he heard a reply. It came from one last sampan approaching the docks in the distance, a tiny sampan bearing his wife, his daughter, and several of my grandmother's relatives. My mother always told me that their reunion was a miracle.
Unlike my grandparents, many residents of Nanking remained in the city through much of November, some choosing to take a wait-and-see attitude, others staying because they were too old or too poor to do anything else. For them November brought consistently bad newsâthe battle had not gone well in Shanghai. Long files of Chinese soldiers, many of them mere boys, some no older than twelve, were returning from the battlefront, exhausted, wounded, and demoralized, marching in grim silence or riding in huge trucks draped with the banners of the Red Cross. Those who could took solace from the fact that new units of heavily armed troops could be seen marching through the streets to the waterfront, where they boarded junks towed by tugs on their way to the battlefront. Obviously, the fight was not over. Through rain and howling wind, small modern Chinese tanks rumbled from the capital toward Shanghai, next to lines of pack mules weighed down with cotton uniforms, blankets, rifles, and machine guns.
Later that month the dreaded news finally reached Nanking. Shanghaiâ“the New York City of China”âhad fallen. More than two hundred thousand Japanese troops now stood between the ocean and the capital while some seven hundred thousand Chinese troops fell back in retreat. They brought the news no one wanted to hear. With Shanghai in ruins, the Japanese were now headed for Nanking.
The loss of Shanghai came as a blow to Chiang Kai-shek, the leader of the Nationalists. Faced with the loss of China's largest metropolis, Chiang tried to resolve a difficult dilemma: whether to defend Nanking against the Japanese or move the entire capital to safer ground. In the end the Generalissimo decided to do both. But rather than stay and defend Nanking himself, he shifted the burden to someone elseâa subordinate called Tang Sheng-chih.
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The relationship between Chiang and Tang Sheng-chih was strange and highly complex. Neither really trusted the otherâindeed, at different points in their lives the two men had been partners as well as the deadliest of rivals. During the Northern
Expedition, for example, as the Nationalists tried to unite the country, Tang helped Chiang wage battle against feudal warlords. But Tang had never shown Chiang any particular loyalty, and power struggles between the two men resulted twice in Tang's exile from Chinaâonce to Hong Kong and then again to Japan. In 1931, however, when the crisis erupted between the Chinese and Japanese over Manchuria, Chiang summoned Tang back into service in an effort to strengthen Chinese defenses. Tang rose swiftly through the Chinese military hierarchy, and by 1937 he had become Chiang's director of military training.
In November 1937, during several high-level military conferences on the issue of defending or abandoning Nanking, Tang, virtually alone among Chiang's advisers, spoke up in support of providing a strong defense. By defending Nanking, he argued, Chinese troops could simultaneously slow the advance of the Japanese army and give the rest of the Chinese military a chance to rest and reorganize.
But when Chiang asked who would stay and lead the defense, Tang and the other officials were quiet. Singling Tang out, Chiang presented him with an ultimatum: “Either I stay or you stay.” In the presence of his peers, Tang undoubtedly felt he had no choice. “How can we let the Generalissimo stay?” Tang asked. He promised that he would remain in Nanking and fight to the death.
The decision to entrust Tang with the defense of Nanking made big news. On November 27, Tang gave a press conference to boost morale. Before reporters he delivered a rousing speechâvowing to live or die with Nanking. His speech was so passionate that when it ended, reporters gave him a big round of applause.
But some reporters noted that Tang also appeared to be extremely agitated. In fact, he had just recovered from a major illness, and in the words of one foreign correspondent, he seemed “dazed if not doped.” He sweated so profusely that someone handed him a hot towel to dry his brow.
Perhaps Chiang knew that his adviser was in no shape to do battle with the seasoned Japanese military and had appointed him merely to make it appear as if the Chinese were really going to put up a strong defense. Or perhaps caution told Chiang to be ready with a second plan just in case. What we do know is that during the latter half of November the second plan went into effect. First Chiang ordered most government officials to move to three cities west of NankingâChangsha, Hankow, and Chungkingâstoking rumors among the few officials left behind that they had been abandoned to whatever fate the Japanese planned for them. Within days official-looking cars packed with luggage clogged the streets; then, just as quickly, such cars disappeared altogether. Buses and rickshas also left with the departing government officials, leaving the city with no public municipal transportation. Indeed, soon almost every truck was gone, even those trucks that were used primarily to transport rice from the countryside to Nanking. And then, in mid-November, fifty thousand Chinese troops arrived to take the place of departed government officials. Arriving from upriver ports, they first unloaded boxes and boxes of weapons on the waterfront and then started to occupy empty government buildings of their choosing. By December an estimated ninety thousand Chinese troops populated the Nanking area.
The troops transformed the face of Nanking. Chinese soldiers dug trenches in the streets, laid down underground telephone wire, and strung barbed wire over city intersectionsâintersections that began to resemble battlefields. The troops also fortified the city wall, installing machine-gun redoubts along the ancient battlements. They shut all gates except three, keeping narrow passageways open only for military transport. Gates were barricaded with sandbags twenty feet deep and reinforced with wood and angle iron. At least one of them was walled up entirely with concrete.
In early December the military also resolved to clear by fire a mile-wide battle zone around the entire circumference of the city walls, regardless of the cost and suffering involved. The cost was incalculable. Along the outskirts of the city, the inferno consumed petrol and ammunition, barracks, agricultural
research experimental laboratories, a police training school, and mansions in Mausoleum Park. In the countryside soldiers torched straw huts, farmhouses with thatched roofs, trees, bamboo groves, and underbrush. Not even major Nanking suburbs were spared. Troops herded residents from Hsiakwan and districts around the South Gate into the city walls before incinerating their neighborhoods. People whose houses had been targeted for destruction were told to move out within hours or risk being arrested as spies. The military justified the burning as a strategic move to eliminate any structure of potential use to the invader. But one foreign correspondent pointed out that charred walls could serve the Japanese almost as well as actual buildings for shelter against ammunition. He speculated that the fire was really “an outlet for rage and frustration” for the Chineseâa desire to leave the Japanese with little more than scorched earth.
And so a city prepared for invasion. Anyone and anything with the strength, the judgment, the money, or the opportunity to leave began to get out. Whole museums were packed and carted away. On December 2, hundreds of boxes of Palace Museum treasuresâpractically the whole of China's cultural heritageâwere loaded onto a boat for safe storage outside the city. Six days later, on December 8, Chiang Kai-shek, his wife, and his adviser fled the city by plane. There was no longer any doubt. The Japanese siege of Nanking was about to begin.
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For decades one of the mysteries of the Rape of Nanking was how, with so many soldiers in place, the city of Nanking fell in just four days, on the evening of December 12, 1937. The troops, after all, possessed enough ammunition to last through at least five months of siege. As a result, many survivors, journalists, and historians attributed the collapse to a loss of nerve among the Chinese soldiers. They also branded Tang a villain who abandoned his troops when they most needed him.
Later history based on newer documents suggests a somewhat different picture. During the battle of Shanghai, the Japanese air force of almost three thousand planes dwarfed
the tiny Chinese air force of three hundred. In other ways the Chinese were no match aerially for the Japanese. During the battle of Shanghai, Italian-trained Chinese pilots wreaked havoc on the city, dropping bombs near Western ships and even on crowded streets and buildings within the international settlement.
But even a bad air force is better than no air force. And that was the situation presented to Tang. On December 8, the day Chiang and his advisers left the city, so too did the entire Chinese air corps. Tang fought the next four days without the benefit of any strategic aerial data on Japanese movements, rendering even the expensive Chinese fort guns on the hills and mountains around Nanking much less effective.
Second, the government officials who moved to Chungking took with them most of the sophisticated communications equipment; thus, one part of the army could not talk to another.
Third, the troops did not come from the same regions and literally had trouble speaking to each other. One paramedic in Nanking recalled that the Chinese military doctors spoke Cantonese while the Chinese soldiers spoke Mandarin, a situation that created endless confusion in the hospitals.
Fourth, many of the “soldiers” in this army became soldiers overnight, having been kidnapped or drafted against their will into the army from the countryside. A substantial number had never held a gun in their hands before Nanking. Because bullets were scarce, few were wasted teaching these recruits how to shoot. Of those soldiers who had previous experience, many had just come back from Shanghai. Tired, hungry, and sick, most were much too exhausted to finish the necessary preparation work of building barricades and digging trenches in the city.
Worst of all, Chinese soldiers felt little sense of cohesiveness or purpose. In a battle report about conditions in Nanking, a Chinese military officer noted that whenever troops occupied an area, they tended to idle about rather than take the initiative to help other troops engaged in nearby battles with the Japanese. The commanding officers, apparently, were no better.
They did not trust each other, the report observed, and for this reason the Japanese were able to move from one area to another, defeating Chinese armies one by one.
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On December 9, Japanese airplanes began dropping leaflets near Nanking written by Matsui Iwane, one of the three Japanese generals. The best way to “protect innocent civilians and cultural relics in the city,” the message read, was to capitulate. The message promised that the Japanese would be “harsh and relentless to those who resist” but “kind and generous to noncombatants and to Chinese troops who entertain no enmity to Japan.” It demanded that the city surrender within twenty-four hours, by noon the next day, “otherwise all the horrors of war will be let loose.”
Publicly Tang expressed outrage at the terms of the ultimatum. Throwing the leaflet to the ground, he dictated two orders that were distributed among the troops. The first order forbade the army to retreat. “Our army must fight to defend every inch of the front line,” the order read. “If anyone does not follow this order and retreats, he will be punished severely.” The second order prohibited any military group from using boats privately to cross the river. If any military units possessed boats, they were required to turn them over to the transportation department. Tang designated the 78th Army as the unit responsible for directing and handling transportation matters and warned that any military personnel found using boats for private purposes would be punished.