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Authors: Orlando Figes

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[about friendship] be deleted. . . Such declarations have never yet characterized the real relations between states.'87

By the end of December, the German High Command, which had never been keen on Kuhlmann's policy of negotiating a general peace, was finally losing patience with the diplomats. The peace talks had broken down in stalemate over Christmas when the Germans had refused to return to Russia the disputed territories of Courland, Lithuania and Poland, where they had important military bases. There was still no sign, moreover, of the Entente Powers coming round to the idea of a general peace. Ludendorff and Hindenburg were both convinced that the Bolsheviks were trying to spin out the negotiations for as long as possible in the hope of stirring a German revolution (there were signs that the loss of spirit which would cripple Germany in 1918 was already beginning to take root). They persuaded the Kaiser, who was also losing patience with Kuhlmann, of the need to get tough with the Russians and enforce a separate peace in the east. The prize of this, they stressed, was the chance to transfer troops to the west, where Ludendorff was convinced the war could be won in the spring with enough reinforcements, while opening up the prospect of turning Russia into a German colony.

Eastward expansion,
Der Drang nach Osten,
had long been a central aim of German
Weltpolitik.
Without a colonial empire to challenge Britain or France, Germany looked towards Russia for the resources it needed to become a major imperial power. To Germany's bankers and industrialists, the vast Eurasian

landmass was a surrogate Africa in their own backyard. The achievement of Germany's eastern ambitions depended on keeping Russia weak, and on breaking up the Russian Empire. Most of the German leaders had welcomed the Bolshevik seizure of power, despite the Kaiser's dynastic links with the Romanovs. They believed that the Bolsheviks would lead Russia to ruin, that they would allow the break-up of the Empire, and that they would sign a separate peace with Germany. But the German policy of carving up Russia relied even more on the Ukrainian nationalists. The Ukrainian independence movement opened up the prospects of a separate peace with Kiev and the redirection of the Ukraine's rich resources (foodstuffs, iron and coal above all) to the armies of the Central Powers. The Germans had been talking with the would-be leaders of the Ukraine since 1915. During the Christmas recess in the peace negotiations a delegation from the Rada arrived at Brest-Litovsk. Ukrainian nationalists saw the economic subjugation of their country to Berlin as a lesser evil to its political subjugation to Petrograd. Since the end of November, when the Rada had declared the Ukraine independent, the Bolshevik forces had rallied in Kharkov, an industrial city in the eastern Ukraine where the ethnic Russians were in the majority, in preparation (or so, at least it seemed, to the Ukrainian nationalists) for the invasion of Kiev. The Central Powers were the only real force willing to stand by the Rada. They recognized it as the Ukraine's legitimate government, and on 9 February, when the Bolshevik forces

— partly in reaction to this — seized Kiev, they signed a separate treaty with the Rada leaders. This treaty effectively turned the Ukraine into a German protectorate, opening the way for its occupation by the Germans and the Austrians, and forcing the Bolsheviks to abandon Kiev after only three weeks and flee eastwards back to Kharkov.

With the Ukrainians detached from the Russians, the Germans greatly strengthened their position at the Brest-Litovsk talks. The prospect of the Ukraine's occupation gave them a powerful military threat that could be used to impose a dictated peace on the Russians; and when peace talks with Russia recommenced at the end of December, they advanced a number of new territorial demands, including the separation of Poland from Russia and the German annexation of Lithuania and most of Latvia. Trotsky called for an adjournment and returned to the Russian capital to confer with the rest of the Bolshevik leaders.

Three clear factions emerged at the decisive meeting of the Central Committee on II January. The Bukharin faction, which was the biggest, with 32 votes out of 63 at a special meeting of the party leaders on 8 January, and the support of both the Petrograd and the Moscow Party Committees, favoured fighting a revolutionary war against Germany. This, it was said, was the most likely way to spark an uprising in the West, which was what really mattered. 'We have to look at the socialist republic from the international point of view,' Bukharin argued in the Central Committee. 'Let the Germans strike, let them

advance another hundred miles, what interests us is how this affects the international movement.' The Trotsky faction, which was the second biggest, with 16 votes at the meeting on 8 January, was equally concerned not to give up hope of a revolution in the West (there were already signs of a sharp upturn in strikes in Germany and Vienna) but doubted that the peasant guerrilla bands, upon which Bukharm was calling, could seriously withstand a German invasion. Trotsky thus put forward the unusual slogan of

'Neither war nor peace', which was basically designed to play for time. The Soviet delegation would declare the war at an end and walk out of the talks at Brest-Litovsk, but refuse to sign an annexationist peace. If the Germans invaded, which the Bolsheviks could not prevent in any case, then at least it would appear to the rest of the world as a clear act of aggression against a peaceable country.

From Lenin's point of view, at the head of the third and smallest faction, Trotsky's slogan was 'a piece of international political showmanship' which would not stop the Germans advancing. Without an army willing to fight, Russia was in no position to play for time. She had no choice but to sign a separate peace, in which case it was better done sooner than later. 'It is now only a question of how to defend the Fatherland,'

Lenin argued with what was for him a rather new tone of patriotic pathos. 'There is no doubt that it will be a shameful peace, but if we embark on a war, our government will be swept away.' There was no point putting the whole of the revolution at risk on the chance (which he himself was now beginning to doubt) that a German revolution might break out. 'Germany is only just pregnant with revolution, but we have already given birth to a completely healthy child.' The reconstruction of Russia and the demands of the civil war both demanded an immediate peace, or as Lenin put it with his usual bluntness: 'The bourgeoisie has to be throttled and for that we need both hands free.'88

With only Stalin, Zinoviev and three others behind him in the Central Committee, and a mere fifteen votes at the broader party meeting on 8 January, Lenin was forced to ally with Trotsky against the Bukharin faction. The risk of losing socialist Estonia to the Germans, or of being forced to give in to their demands at the point of a gun, which he saw as the likely outcome of Trotsky's international showmanship, still seemed a price worth paying to prevent what he saw as the suicidal policy of a revolutionary war.

Trotsky's mischievous slogan of 'Neither war nor peace' was endorsed by the Central Committee, and Trotsky himself sent back to Brest-Litovsk with orders to spin out the talks.

For three more weeks Trotsky played for time, while the German High Command became more impatient. Then events finally came to a head on 9 February, when a telegram arrived from the Kaiser in Berlin ordering Kuhlmann to present the German demands as an ultimatum. If it was not signed by the next day, the German and Austrian armies would be ordered to advance. The

Kaiser had finally been convinced by the German High Command that the peace talks were a waste of time, that the Russians were merely using them to stir up revolt among his troops, and that the treaty with the Rada, signed on the same day as the Kaiser's telegram, opened the door to a military imposition of a separate peace on the Russians through the occupation of the Ukraine. There was clearly no more room for procrastination — and Trotsky was forced to lay down his hand. The next day he told the astounded conference that Russia was leaving the war' but refused to sign the German peace treaty. Nothing quite like it had ever been heard before in diplomatic history — a country that acknowledged defeat and declared its intention not to go on fighting but at the same time refused to accept the victor's terms for an end to the war.

When Trotsky finished speaking the diplomats sat in silence, dumbfounded by this
coup
de theatre.
Then the silence was at last broken by the scandalized cry of General Max von Hoffman: '
Unerhort!
"89

Once the initial shock passed, it was clear to the German High Command that Trotsky's bluff had to be called. Since no peace treaty had been signed, Germany was still at war with Russia, the armistice had come to an end and the way was now open for the German invasion of Russia. Despite his own growing fears of a revolution in Berlin, Kiihlmann was forced by pressure from Ludendorff to announce on 16 February that Germany would resume hostilities against Russia on 18 February. Back in the Smolny, on the 17th, the Central Committee met in panic. Lenin's demand that the German treaty should be accepted at once was defeated by six votes to five. Trotsky's policy of waiting for the Germans to launch their attack before signing the peace was adopted instead in the desperate hope that the sight of their troops attacking the defenceless people of Russia might at last inspire the German working classes to rebel.90

Sure enough, on the 18th the German troops advanced. Dvinsk and Lutsk were immediately captured without resistance. The last remaining Russian troops fell apart altogether — they were quite indifferent to the call of a revolutionary war — and by the end of the fifth day Hoffman's men had advanced 150 miles. It was as much as the whole German army had advanced in the three previous years of fighting. 'It is the most comical war I have ever known,' Hoffman wrote in his diary. 'It is waged almost exclusively in trains and automobiles. We put a handful of infantry men with machine-guns and one gun on to a train and push them off to the next station; they take it, make prisoners of the Bolsheviks, pick up a few more troops, and go on. This proceeding has, at any rate, the charm of novelty.'91

As news came in of the German advance, the Central Committee convened in two emergency sessions on 18 February. Lenin was furious. By refusing to sign the German treaty, his opponents in the Central Committee had merely enabled the enemy to advance. Lenin clearly feared that the Germans

were about to capture Petrograd and oust the Bolsheviks from power — and this necessitated sending a telegram accepting the peace at once. When Trotsky and Bukharin proposed to delay this, Lenin was beside himself with rage. But he still lacked enough votes to enforce his policy, which was defeated by seven votes to six at the morning session of the Central Committee. The Bolshevik leadership seemed on the brink of a fatal division as it stared defeat in the face. But during the afternoon, as rumours came in of a German advance into the Ukraine, Trotsky moved round towards Lenin's view. At the evening session of the Central Committee he proposed to ask the Germans to restate their terms. As Lenin rightly saw it, this was a foolish game to play.

It was too late now for diplomatic notes, which the Germans would in any case soon dismiss as a ploy for time; only the firm acceptance of their terms for peace would be enough to halt their advance. After three further hours of heated debate the crucial vote was taken on Lenin's proposal to send the Germans an immediate offer of peace. It was passed by the slenderest of margins, by seven votes to five, with Trotsky switching to Lenin's side at the final moment.92 Though we will probably never find out what went on behind the scenes, it seems that Trotsky's crucial change of mind was largely influenced by the need to avert what could otherwise have turned out to be a fatal division within the party. If Trotsky had joined Bukharin in opposing the peace, Lenin would probably have resigned from the Central Committee, as he had threatened to do, and rallied support from the Bolshevik rank and file. The party would thus have been split and Trotsky, as the leader of its faction against peace, much the weaker for it.

Without Lenin, Trotsky's place at the top of the party was extremely vulnerable — as events would later prove.

At midnight, after the crucial vote in the Central Committee, Lenin personally sent a cable to Berlin accepting the German terms for peace proposed at Brest-Litovsk. For several days, however, the enemy's troops continued to advance deep into Russia and the Ukraine without an acknowledgement of Lenin's telegram being made. It seemed quite clear that the Germans had decided to capture Petrograd and overthrow the Bolshevik regime. Lenin now decided to fight — completely reversing his earlier position — and called for volunteers. Military help was sought from the Allies, who were much more concerned to keep Russia in the war than they were with the nature of its government and readily came up with an offer of military aid.* On Lenin's orders, the Bolsheviks

* The refusal of the Allies to regard the situation in Russia from anything but the perspective of the war no doubt helped to keep the Bolsheviks in power at this critical moment. The decision of the French government to give the Bolsheviks military aid coincided with its cancellation of support for the Volunteer Army, which was formed to overthrow the Bolshevik regime. The Allied governments were all badly informed of the true situation in Russia, and placed too much faith for far too long in the hope of getting revolutionary Russia to rejoin the war.

prepared for the evacuation of the capital to Moscow, which threw Petrograd into panic.

The railway stations were jammed with people trying to escape, while thousands left every day on foot. Law and order broke down altogether, as armed gangs looted abandoned shops and houses and angry workers, faced with the evacuation of their factories, tried to recoup weeks of unpaid wages by pilfering from the factory stores. It was at this point, with the capital sliding into anarchy, that Lenin issued his Decree on

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