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Authors: Sholem Aleichem

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Such were the times that Sholem Aleichem wrote about—and that, remarkably for a humorist, he wrote about without either ridiculing or rose-tinting, neither saying to his reader, “Laugh and be above it,” nor telling him, “Come, it’s not as bad as you think; let me show you the brighter side.” On the contrary: it was
consistently his method, for all the near-manic exuberance of his prose, to confront the reader with reality in its full harshness, laughter being for him the explosive with which he systematically mined all escape routes away from the truth. Despite the exaggeration that is an ingredient of all humor, he had a reportorial passion for fact; more than one of his stories actually came from reading the morning newspaper. In the absence of other sources, one could infer much of the history and sociology of the Russian Jewry of his time from his work alone. And because, before one can fully appreciate this work’s universal dimensions (of which he himself was well aware) one must read it as the specific anatomy of Russian Jewish existence that it was, a few more words about the latter may be helpful.

Russia did not develop a Jewish problem; it swallowed one whole. Unlike other European countries, whose Jewish populations were built up in medieval times by a slow process of migration, often initially encouraged by rulers wishing to benefit from Jewish commercial skills and contacts, the Russian state, which had traditionally barred Jews entirely, suddenly acquired large numbers of them, and without any desire to do so, by virtue of the three partitions of Poland in 1772, 1793, and 1795, and the revisions of them made by the Congress of Vienna in 1815. Overnight, as it were, the Jewish communities of eastern and central Poland, Lithuania, Latvia, Byelorussia, and the Ukraine found themselves on annexed Russian soil—beyond whose boundaries, however, the Czarist regime in St. Petersburg had no intention of letting them spread. And so by the end of the eighteenth century, there had come into being the human enclosure of the Pale of Settlement, that vast ghetto of western and southwestern Russia to which millions of Jews were confined by a jumble of confusing laws. Although it ran roughly along the lines of the new territories, the Pale as an entity was never clearly defined; its exact borders kept shifting as different parts of it were declared in or out of bounds according to the whims of bureaucrats, the outward pressure of the Jews bottled up inside it, and the counterpressure of anti-Jewish officials and Russian merchants fearing Jewish competition. Thus, for instance, the Ukrainian capital of Kiev, the “Yehupetz” of Sholem Aleichem’s fiction and the city in which he lived for
many years, was first opened to Jews (1794), then barred to them (1835), then put back on limits for temporary visits only (1862), then gradually reopened to Jewish residence by special permit, which depended on the petitioner’s profession and the connections he happened to have. Even more filled with reversals was the history of Jewish residential rights in the Pale’s rural villages, as opposed to its cities and towns. Originally left to the discretion of the local nobility in 1797, rural residence for Jews was denied in 1804, temporarily restored in 1807, redenied that same year, restored again in 1808, partially revoked once more in 1823, and so back and forth until 1910, when a final wave of rural expulsions began. Not all the restrictions on the books, of course, were always put into practice; yet even when they were not, the ever-present anxiety that they might be was enough to make a nightmare of the lives of great numbers of Jews who, generally for reasons of economic opportunity, were domiciled illegally.

Confinement to the Pale of Settlement, however, was not the worst of Russian Jewry’s problems. Far more onerous was the fact that within the Pale itself, where most Jews lived in grinding poverty, they were discriminated against at every turn by an imperial administration that, lacking Pobyedonostzev’s inclusive vision, could never quite make up its mind whether it wished to starve them or assimilate them, and so alternated between the most oppressive features of both approaches. Jews were excluded from local councils and trade guilds, even in towns where they formed a majority of the inhabitants. They were made to pay special and frequently humiliating taxes—a head tax, a property tax, a tax on the slaughter of kosher meat, a tax on Sabbath candles, a tax on the right to wear their traditional clothes. They were barred at different times and places from a wide range of occupations—law, agriculture, tavern keeping, the production and sale of liquor, the retailing of manufactured articles, the employment of their wives as market vendors. They were harassed in the education of their children, now forced to send them to Russianizing schools and now confronted with a system of quotas that made a Russian schooling almost impossible. And they were subjected to especially harsh draft laws, being inducted into the army in higher percentages and for longer terms of service than other sectors of the population. This last affliction reached a horrendous extreme in the reign of Nicholas I, who decreed in 1827 that an annual
number of Jewish boys aged twelve and up should be taken to the army for premilitary training until they turned eighteen, at which time they were to be drafted for twenty-five years. These “cantonists,” as the unfortunate children were called, rarely saw their homes again, and until its abolition by Alexander II in 1856, the institution of juvenile conscription struck terror into the hearts of Jewish families. Extortionate bribery, child snatching, and the physical mutilation of one’s sons were some of the measures employed to ensure that the boy taken to the army was not one’s own.

Under Alexander II, whose liberalizing tendencies were most prominently expressed by his emancipation of the Russian serfs, the condition of the Jews improved too; some of the discriminatory legislation against them was relaxed, and a more thorough removal of the rest was contemplated. Yet even before Alexander’s assassination in 1881 by a bomb-throwing revolutionary, further progress had become mired in a welter of indecisive commissions of inquiry, and with the succession of his son, Alexander III, the anti-Jewish outlook of former years was revived with fresh vigor. There was now, moreover, a new factor that made this policy more brutal than ever: the desire to blame the Jews for the growing revolutionary movement, thus simultaneously discrediting the revolutionaries by painting them as Jewish conspirators, and deflecting the grievances of the Russian peasantry and working class from the government to the Jews. For the first time, government persecution of the Jews ceased to be a simple matter of social and economic containment and became a political tool. An idea of the cynical cruelty with which this tool was wielded can be gained even from an abbreviated chronology of the rash of anti-Semitic decrees and outbreaks that followed in the next several years:

1881/
Government-incited pogroms in Yelisavetograd, Kiev, and elsewhere in the Ukraine, as well as in Warsaw; the government officially blames them on Jewish economic exploitation of the masses, which have been driven to exact their just revenge.

1882/
Jews are again forbidden to settle in any of the rural sections of the Pale of Settlement (that is, in ninety percent of its area) or to buy property there. Jews already living in the villages are made subject to expulsion if they do not own their homes, if they move from village to village, or if they are absent from the village they live in for even a few days.

1883/
Pogroms in Rostov-on-Don; thousands of Jews living illegally in St. Petersburg are rounded up by the police and expelled.

1884/
Pogrom in Nizhni-Novgorod.

1887/
All high schools and universities within the Pale of Settlement (where Jews, though roughly a tenth of the inhabitants, form a majority of the literate population) are limited to a Jewish quota of ten percent of their student bodies.

1890/
Numerous towns in the Pale are reclassified as villages, from which Jews are therefore expelled; Jews are disqualified throughout the Pale of Settlement from voting for deputies in local elections.

1891/
Twenty thousand Jews are expelled from Moscow.

1894/
Jews are forbidden to change their names to non-Jewish ones; Jewish identity passes are marked with the word “Jew.”

1899–1900/
More pogroms in the Ukraine; in Vilna a Jew is put on trial on the atavistic charge of attempting to murder a Christian girl in order to bake Passover matsoh from her blood. (This medieval “blood libel” was to be repeated in 1911 in
the more famous case of Mendel Beilis, which attracted worldwide attention.)

1903/
The worst pogrom yet in Kishinev; forty-five Jews killed, eighty-six severely wounded, fifteen hundred Jewish houses and stores looted and demolished. Pogrom in Homel; when Jews try for the first time to defend themselves with arms, thirty-six are indicted for attacking Christians.

1904/
Outbreak of the Russo-Japanese war; Jews are called up in disproportionate numbers; the number of Jewish soldiers sent to the front is also disproportionately large.

Even the popular-backed Revolution of 1905, which broke out in the aftermath of Russia’s defeat by Japan and led Nicholas II to grant a short-lived liberal constitution that aroused, among other things, extravagant hopes of a new age for Russia’s Jews, only ended in the further shedding of Jewish blood: the ink on the constitutional manifesto had hardly dried when gangs of counterrevolutionary thugs known as “the Black Hundreds,” organized with the complicity of the Czarist police, attacked Jewish neighborhoods all over Russia under the cover of nationalist slogans holding the Jews responsible for the country’s troubles and accusing them of subverting the authority of the Czar in order to seize power themselves. The worst of these pogroms took place in Odessa, where over three hundred Jews were killed, thousands
injured, and tens of thousands left homeless. Another that occurred in Kiev was witnessed by Sholem Aleichem himself from the window of the hotel in which he had taken refuge with his family. Soon afterward he left Russia, never to return again except for brief visits until his death in New York in 1916.

In taking his departure, of course, Sholem Aleichem was joining a flood of Jews heading westward; it is estimated that between 1881 and 1914, when World War I shut the gates of emigration, nearly three million Jews left the Russian Empire, mostly for the United States. This mass flight, however, only partially relieved congestion within the Pale itself, both because of a high birthrate and because economic pressures and the rural expulsions led to an internal migration of Jews to the crowded quarters of the larger towns, where mass proletarization took place. Despairing of a future under the Czarist regime, many young Jews turned to the revolutionary movement. If at the time of Alexander II’s assassination the specter of Jewish insurrectionism had been largely a red herring, by the first decade of the twentieth century it was an unassailable fact. Jews were active in large numbers in the two major underground parties, the Social Revolutionaries and the Social Democrats, and in 1897 they formed a clandestine Marxist organization of their own, the League of Jewish Workingmen, or “Bund.” Jewish youth that was not politically active was becoming modernized too, so that a yawning gap developed between an older generation that still clung to the traditional ways and a younger one that was rapidly forsaking them. Russian began to displace Yiddish in daily speech (it is an astounding symptom of the times that Sholem Aleichem himself spoke Russian to his wife and children!) and the medieval culture of Orthodox Judaism that had remained intact for centuries was in the process of crumbling. Everywhere, battered from without and eroded from within, Jewish life was in a state of flux, disarray, decomposition.

It has been commonly remarked that while in most humor the self, be it individual or collective, laughs at that which is unlike it and with which it does not identify, thereby proclaiming its own superiority, in Jewish humor it laughs at itself—the explanation for this presumably being that among a people with so long a history of persecution, the most pressing task of humor has been to neutralize the hostility of the outside world, first by internalizing
it (“Why should I care what the world thinks of me, when I think even less of myself?”) and then by detonating it through a joke (“Nevertheless, the world doesn’t know what it’s talking about, because in fact I am much cleverer than it is—the proof being that it has no idea how funny I am, and I do!”). There is doubtless much truth in this, provided one realizes that the type of humor in question is not historically very Jewish at all and first makes its appearance in Jewish literature in the course of the nineteenth century, especially in the second half. Before that, Jews reacted to hatred and oppression in a variety of ways—with defiance, with scorn, with anger, with bitterness, with vengefulness, with lamentation, with (and perhaps here the seeds of modern Jewish humor were first sown) copious self-accusation—but never, as far as can be determined from the literary sources, with laughter directed at themselves. This is strictly a latter-day method of coping (one prompted perhaps by the loss of the religious faith that had given meaning to Jewish tribulations in the past), and Sholem Aleichem is one of its great developers and practitioners.

The fact that the inner dialectic of such humor (which, despite its defensive function, can easily undermine the ego from within) became in the hands of Sholem Aleichem a therapeutic force of the first order is one of his most extraordinary achievements. It is a matter of record that the Jews of his time who read his work, or heard him read it himself at the many public performances that he gave, not only laughed until their ribs ached at his unsparing portrayals of their perversity, ingenuity, anxiety, tenacity, mendacity, humanity, unplumbable pain, and invincible hopefulness, they emerged feeling immeasurably better about themselves and their fate as Jews. His appearance in a Russian shtetl on one of his tours was a festive event: banquets were given in his honor, lecture halls were filled to overflowing, pleas for favorite stories were shouted at him from the audience, encores were demanded endlessly, crowds accompanied him to the railroad station to get a last glimpse of him before he went. Besides being a sensitive performer—contemporary accounts describe him as reading his stories aloud with great restraint and simplicity, never overacting or burlesquing them—he clearly touched his listeners in a place where nothing else, except perhaps their ancient prayers and rituals, was able to. He gave them a feeling of transcendence.

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