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Authors: Brian Greene

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However, given the recent tremendous progress in nonperturbative methods and their successful application to other aspects of black holes, string theorists have high hopes that it won’t be long before the mysteries residing at the center of black holes start to unravel.

The Elegant Universe
Chapter 14

Reflections on Cosmology

H

umans throughout history have had a passionate drive to understand the origin of the universe. There is, perhaps, no single question that so transcends cultural and temporal divides, inspiring the imagination of our ancient forebears as well as the research of the modern cosmologist. At a deep level, there is a collective longing for an explanation of why there is a universe, how it has come to take the form we witness, and for the rationale—the principle—that drives its evolution. The astounding thing is that humanity has now come to a point where a framework is emerging for answering some of these questions scientifically.

The currently accepted scientific theory of creation declares that the universe experienced the most extreme of conditions—enormous energy, temperature, and density—during its earliest moments. These conditions, as is by now familiar, require that both quantum mechanics and gravity be taken into account, and hence the birth of the universe provides a profound arena for exercising the insights of superstring theory. We will discuss these nascent insights shortly, but first, we briefly recount the pre-string theory cosmological story, which is often referred to as the standard model of cosmology.

The Standard Model of Cosmology

The modern theory of cosmic origins dates from the decade and a half after Einstein’s completion of general relativity. Although Einstein refused to take his own theory at face value and accept that it implies that the universe is neither eternal nor static, Alexander Friedmann did. And as we discussed in Chapter 3, Friedmann found what is now known as the big bang solution to Einstein’s equations—a solution that declares that the universe violently emerged from a state of infinite compression, and is currently in the expanding aftermath of that primeval explosion. So certain was Einstein that such time-varying solutions were not a result of his theory that he published a short article claiming to have found a fatal flaw in Friedmann’s work. Some eight months later, however, Friedmann succeeded in convincing Einstein that there was, in fact, no flaw; Einstein publicly but curtly retracted his objection. Nevertheless, it is clear that Einstein did not think Friedmann’s results had any relevance to the universe. But about five years later, Hubble’s detailed observations of a few dozen galaxies with the hundred-inch telescope at Mount Wilson Observatory confirmed that, indeed, the universe is expanding. Friedmann’s work, refashioned in a more systematic and efficient form by the physicists Howard Robertson and Arthur Walker, still forms the foundation of modern cosmology.

In a little more detail, the modern theory of cosmic origins goes like this. Some 15 billion or so years ago, the universe erupted from an enormously energetic, singular event, which spewed forth all of space and all of matter. (You don’t have to search far to locate where the big bang occurred, for it took place where you are now as well as everywhere else; in the beginning, all locations we now see as separate were the same location.) The temperature of the universe a mere 10-43 seconds after the bang, the so-called Planck time, is calculated to have been about 1032 Kelvin, some 10 trillion trillion times hotter than the deep interior of the sun. As time passed, the universe expanded and cooled, and as it did, the initial homogeneous, roiling hot, primordial cosmic plasma began to form eddies and clumps. At about a hundred-thousandth of a second after the bang, things had cooled sufficiently (to about 10 trillion Kelvin—about a million times hotter than the sun’s interior) for quarks to clump together in groups of three, forming protons and neutrons. About a hundredth of a second later, conditions were right for the nuclei of some of the lightest elements in the periodic table to start congealing out of the cooling plasma of particles. For the next three minutes, as the simmering universe cooled to about a billion degrees, the predominant nuclei that emerged were those of hydrogen and helium, along with trace amounts of deuterium (”heavy” hydrogen) and lithium. This is known as the period of primordial nucleosynthesis.

Not a whole lot happened for the next few hundred thousand years, other than further expansion and cooling. But then, when the temperature had dropped to a few thousand degrees, wildly streaming electrons slowed down to the point where atomic nuclei, mostly hydrogen and helium, could capture them, forming the first electrically neutral atoms. This was a pivotal moment: from this point forward the universe, by and large, became transparent. Prior to the era of electron capture, the universe was filled with a dense plasma of electrically charged particles—some with positive charges like nuclei and others with negative charges, like electrons. Photons, which interact only with electrically charged objects, were bumped and jostled incessantly by the thick bath of charged particles, traversing hardly any distance before being deflected or absorbed. The charged-particle barrier to the free motion of photons would have made the universe appear almost completely opaque, much like what you may have experienced in a dense morning fog or a blinding, gusty snowstorm. But when negatively charged electrons were brought into orbit around positively charged nuclei, yielding electrically neutral atoms, the charged obstructions disappeared and the dense fog lifted. From that time onward, photons from the big bang have traveled unhindered and the full expanse of the universe gradually came into view.

About a billion years later, with the universe having substantially calmed down from its frenetic beginnings, galaxies, stars, and ultimately planets began to emerge as gravitationally bound clumps of the primordial elements. Today, some 15 billion or so years after the bang, we can marvel at both the magnificence of the cosmos and at our collective ability to have pieced together a reasonable and experimentally testable theory of cosmic origin.

But how much faith should we really have in the big bang theory?

Putting the Big Bang to the Test

By looking out into the universe with their most powerful telescopes, astronomers can see light that was emitted from galaxies and quasars just a few billion years after the big bang. This allows them to verify the expansion of the universe predicted by the big bang theory back to this early phase of the universe, and everything checks out to a “T.” To test the theory to yet earlier times, physicists and astronomers must make use of more indirect methods. One of the most refined approaches involves something known as cosmic background radiation.

If you’ve ever felt a bicycle tire after vigorously pumping it full of air, you know that it is warm to the touch. This is because when things are compressed they heat up—this is the principle, for example, behind pressure cookers, in which air is tightly compressed within a sealed pot in order for unusually high cooking temperatures to be readily achieved. The reverse is also true: When pressure is released and things are allowed to expand, they cool. If you remove the lid on a pressure cooker—or, more spectacularly, should it blow off—the air it contains will expand to its ordinary density while cooling to standard room temperature. This is the science underlying the phrase “blow off steam,” a familiar approach to “cool down” a heated situation. It turns out that these simple terrestrial observations have a profound incarnation within the cosmos.

We saw above that after electrons and nuclei join together to form atoms, photons are free to travel unimpeded through the universe, much like atoms of air in a hot but otherwise empty pressure cooker. And just as air in the pressure cooker cools down when the lid is removed and it is allowed to expand, the same is true for the “gas” of photons streaming through the universe as it expands. In fact, physicists as far back as George Gamow and his students Ralph Alpher and Robert Hermann in the 1950s, and Robert Dicke and Jim Peebles in the mid-1960s, realized that the present-day universe should be permeated by an almost uniform bath of these primordial photons, which, through the last 15 billion years of cosmic expansion, have cooled to a mere handful of degrees above absolute zero.1 In 1965, Arno Penzias and Robert Wilson of Bell Laboratories in New Jersey accidently made one of the most important discoveries of our age when they detected this afterglow of the big bang while working on an antenna intended for use with communication satellites. Subsequent research has refined both theory and experiment, culminating in measurements taken by NASA’s COBE (Cosmic Background Explorer) satellite in the early 1990s. With these data, physicists and astronomers have confirmed to high precision that the universe is filled with microwave radiation (if our eyes were sensitive to microwaves, we would see a diffuse glow in the world around us) whose temperature is about 2.7 degrees above absolute zero, exactly in keeping with the expectation of the big bang theory. In concrete terms, in every cubic meter of the universe—including the one you now occupy—there are, on average, about 400 million photons that collectively compose the vast cosmic sea of microwave radiation, an echo of creation. A percentage of the “snow” you see on your television screen when you disconnect the cable feed and tune to a station that has ceased its scheduled broadcasts is, in fact, due to this dim aftermath of the big bang. This match between theory and experiment confirms the big bang picture of cosmology as far back as the time that photons first moved freely through the universe, about a few hundred thousand years after the bang (ATB).

Can we push further in our tests of the big bang theory to even earlier times? We can. By using standard principles of nuclear theory and thermodynamics, physicists can make definite predictions about the relative abundance of the light elements produced during the period of primordial nucleosynthesis, between a hundredth of a second and a few minutes ATB. According to theory, for example, about 23 percent of the universe should be composed of helium. By measuring the helium abundance in stars and nebulae, astronomers have amassed impressive support that, indeed, this prediction is right on the mark. Perhaps even more impressive is the prediction and confirmation regarding deuterium abundance, since there is essentially no astrophysical process, other than the big bang, that can account for its small but definite presence throughout the cosmos. The confirmation of these abundances, and more recently that of lithium, is a sensitive test of our understanding of early universe physics back to the time of their primordial synthesis.

This is impressive almost to the point of hubris. All the data we possess confirm a theory of cosmology capable of describing the universe from about a hundredth of a second ATB to the present, some 15 billion years later. Nevertheless, one should not lose sight of the fact that the newborn universe evolved with phenomenal haste. Tiny fractions of a second—fractions much smaller than a hundredth of a second—form cosmic epochs during which long-lasting features of the world were first imprinted. And so, physicists have continued to push onward, trying to explain the universe at ever earlier times. Since the universe gets ever smaller, hotter, and denser as we push back, an accurate quantum-mechanical description of matter and the forces becomes increasingly important. As we have seen from other viewpoints in earlier chapters, point-particle quantum field theory works until typical particle energies are around the Planck energy. In a cosmological context, this occurred when the whole of the known universe fit within a Planck-sized nugget, yielding a density so great that it strains one’s ability to find a fitting metaphor or an enlightening analogy: the density of the universe at the Planck time was simply colossal. At such energies and densities gravity and quantum mechanics can no longer be treated as two separate entities as they are in point-particle quantum field theory. Instead, the central message of this book is that at and beyond these enormous energies we must invoke string theory. In temporal terms, we encounter these energies and densities when we probe earlier than the Planck time of 10-41 seconds ATB, and hence this earliest epoch is the cosmological arena of string theory.

Let’s head toward this era by first seeing what the standard cosmological theory tells us about the universe before a hundredth of a second ATB, but after the Planck time.

From the Planck Time to a Hundredth of a Second ATB

Recall from Chapter 7 (especially Figure 7.1) that the three nongravitational forces appear to merge together in the intensely hot environment of the early universe. Physicists’ calculations of how the strengths of these forces vary with energy and temperature show that prior to about 10-35 seconds ATB, the strong, weak, and electromagnetic forces were all one “grand unified” or “super” force. In this state the universe was far more symmetric than it is today. Like the homogeneity that follows when a collection of disparate metals is heated to a smooth molten liquid, the significant differences between the forces as we now observe them were all erased by the extremes of energy and temperature encountered in the very early universe. But as time went by and the universe expanded and cooled, the formalism of quantum field theory shows that this symmetry would have been sharply reduced through a number of rather abrupt steps, ultimately leading to the comparatively asymmetric form with which we are familiar.

It’s not hard to understand the physics behind such reduction of symmetry, or symmetry breaking, as it is more precisely called. Picture a large container filled with water. The molecules of H2O are uniformly spread throughout the container and regardless of the angle from which you view it, the water looks the same. Now watch the container as you lower the temperature. At first not much happens. On microscopic scales, the average speed of the water molecules decreases, but that’s about all. When you decrease the temperature to 0 degrees Celsius, however, you suddenly see that something drastic occurs. The liquid water begins to freeze and turn into solid ice. As discussed in the preceding chapter, this is a simple example of a phase transition. For our present purpose, the important thing to note is that the phase transition results in a decrease in the amount of symmetry displayed by the H2O molecules. Whereas liquid water looks the same regardless of the angle from which it is viewed—it appears to be rotationally symmetric—solid ice is different. It has a crystalline block structure, which means that if you examine it with adequate precision, it will, like any crystal, look different from different angles. The phase transition has resulted in a decrease in the amount of rotational symmetry that is manifest.

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