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Authors: Richard Dawkins

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So we conclude that the 'true' relatedness may be less important in the evolution of altruism than the best estimate of relatedness that animals can get. This fact is probably a key to understanding why parental care is so much more common and more devoted than brother/sister altruism in nature, and also why animals may value themselves more highly even than several brothers. Briefly, what I am saying is that, in addition to the index of relatedness, we should consider something like an index of 'certainty'. Although the parent/ child relationship is no closer genetically than the brother/sister relationship, its certainty is greater. It is normally possible to be much more certain who your children are than who your brothers are. And you can be more certain still who you yourself are!

 

We considered cheaters among guillemots, and we shall have more to say about liars and cheaters and exploiters in following chapters. In a world where other individuals are constantly on the alert for opportunities to exploit kin-selected altruism, and use it for their own ends, a survival machine has to consider who it can trust, who it can be really sure of. If B is really my baby brother, then I should care for him up to half as much as I care for myself, and fully as much as I care for my own child. But can I be as sure of him as I can of my own child? How do I know he is my baby brother?

 

If C is my identical twin, then I should care for him twice as much as I care for any of my children, indeed I should value his life no less than my own. But can I be sure of him? He looks like me to be sure, but it could be that we just happen to share the genes for facial features. No, I will not give up my life for him, because although it is possible that he bears 100 per cent of my genes, I absolutely know that I contain 100 per cent of my genes, so I am worth more to me than he is. I am the only individual that any one of my selfish genes can be sure of. And although ideally a gene for individual selfishness could be displaced by a rival gene for altruistically saving at least one identical twin, two children or brothers, or at least four grandchildren etc., the gene for individual selfishness has the enormous advantage of certainty of individual identity. The rival kin-altruistic gene runs the risk of making mistakes of identity, either genuinely accidental, or deliberately engineered by cheats and parasites. We therefore must expect individual selfishness in nature, to an extent greater than would be predicted by considerations of genetic relatedness alone.

 

In many species a mother can be more sure of her young than a father can. The mother lays the visible, tangible egg, or bears the child. She has a good chance of knowing for certain the bearers of her own genes. The poor father is much more vulnerable to deception. It is therefore to be expected that fathers will put less effort than mothers into caring for young. We shall see that there are other reasons to expect the same thing, in the chapter on the Battle of the Sexes (Chapter 9). Similarly, maternal grandmothers can be more sure of their grandchildren than paternal grandmothers can, and might be expected to show more altruism than paternal grandmothers. This is because they can be sure of their daughter's children, but their son may have been cuckolded. Maternal grandfathers are just as sure of their grandchildren as paternal grandmothers are, since both can reckon on one generation of certainty and one generation of uncertainty. Similarly, uncles on the mother's side should be more interested in the welfare of nephews and nieces than uncles on the father's side, and in general should be just as altruistic as aunts are. Indeed in a society with a high degree of marital infidelity, maternal uncles should be more altruistic than 'fathers' since they have more grounds for confidence in their relatedness to the child. They know that the child's mother is at least their half-sister. The 'legal' father knows nothing. I do not know of any evidence bearing on these predictions, but I offer them in the hope that others may, or may start looking for evidence. In particular, perhaps social anthropologists might have interesting things to say.

 

Returning to the fact that parental altruism is more common than fraternal altruism, it does seem reasonable to explain this in terms of the 'identification problem'. But this does not explain the fundamental asymmetry in the parent/child relationship itself. Parents care more for their children than children do for their parents, although the genetic relationship is symmetrical, and certainty of relatedness is just as great both ways. One reason is that parents are in a better practical position to help their young, being older and more competent at the business of living. Even if a baby wanted to feed its parents, it is not well equipped to do so in practice.

 

There is another asymmetry in the parent/child relationship which does not apply to the brother/sister one. Children are always younger than their parents. This often, though not always means they have a longer expectation of life. As I emphasized above, expectation of life is an important variable which, in the best of all possible worlds, should enter into an animal's 'calculation' when it is 'deciding' whether to behave altruistically or not. In a species in which children have a longer average life expectancy than parents, any gene for child altruism would be labouring under a disadvantage. It would be engineering altruistic self-sacrifice for the benefit of individuals who are nearer to dying of old age than the altruist itself. A gene for parent altruism, on the other hand, would have a corresponding advantage as far as the life-expectancy terms in the equation were concerned.

 

One sometimes hears it said that kin selection is all very well as a theory, but there are few examples of its working in practice. This criticism can only be made by someone who does not understand what kin selection means. The truth is that all examples of child-protection and parental care, and all associated bodily organs, milk-secreting glands, kangaroo pouches, and so on, are examples of the working in nature of the kin-selection principle. The critics are of course familiar with the widespread existence of parental care, but they fail to understand that parental care is no less an example of kin selection than brother/sister altruism. When they say they want examples, they mean that they want examples other than parental care, and it is true that such examples are less common. I have suggested reasons why this might be so. I could have gone out of my way to quote examples of brother/sister altruism-there are in fact quite a few. But I don't want to do this, because it would reinforce the erroneous idea (favoured, as we have seen, by Wilson) that kin selection is specifically about relationships other than the parent/ child relationship.

 

The Selfish Gene
7. Family planning.

 

It is easy to see why some people have wanted to separate parental care from the other kinds of kin-selected altruism. Parental care looks like an integral part of reproduction whereas, for example, altruism toward a nephew is not. I think there really is an important distinction hidden here, but that people have mistaken what the distinction is. They have put reproduction and parental care on one side, and other sorts of altruism on the other. But I wish to make a distinction between bringing new individuals into the world, on the one hand, and caring for existing individuals on the other. I shall call these two activities respectively child-bearing and child-caring. An individual survival machine has to make two quite different sorts of decisions, caring decisions and bearing decisions. I use the word decision to mean unconscious strategic move. The caring decisions are of this form: 'There is a child; its degree of relatedness to me is so and so; its chances of dying if I do not feed it are such and such; shall I feed it?' Bearing decisions, on the other hand, are like this: 'Shall I take whatever steps are necessary in order to bring a new individual into the world; shall I reproduce?' To some extent, caring and bearing are bound to compete with each other for an individual's time and other resources: the individual may have to make a choice: 'Shall I care for this child or shall I bear a new one?'

 

Depending on the ecological details of the species, various mixes of caring and bearing strategies can be evolutionarily stable. The one thing that cannot be evolutionarily stable is a pure caring strategy. If all individuals devoted themselves to caring for existing children to such an extent that they never brought any new ones into the world, the population would quickly become invaded by mutant individuals who specialized in bearing. Caring can only be evolutionarily stable as part of a mixed strategy-at least some bearing has to go on.

 

The reason this error has grown up is largely historical. The evolutionary advantage of parental care is so obvious that we did not have to wait for Hamilton to point it out It has been understood ever since Darwin. When Hamilton demonstrated the genetic equivalence of other relationships, and their evolutionary significance, he naturally had to lay stress on these other relationships. In particular, he drew examples from the social insects such as ants and bees, in which the sister/sister relationship is particularly important, as we shall see in a later chapter. I have even heard people say that they thought Hamilton's theory applied only to the social insects!

 

If anybody does not want to admit that parental care is an example of kin selection in action, then the onus is on him to formulate a general theory of natural selection that predicts parental altruism, but that does not predict altruism between collateral kin. I think he will fail.

 

The species with which we are most familiar-mammals and birds-tend to be great carers. A decision to bear a new child is usually followed by a decision to care for it. It is because bearing and caring so often go together in practice that people have muddled the two things up. But from the point of view of the selfish genes there is, as we have seen, no distinction in principle between caring for a baby brother and caring for a baby son. Both infants are equally closely related to you. If you have to choose between feeding one or the other, there is no genetic reason why you should choose your own son. But on the other hand you cannot, by definition, bear a baby brother. You can only care for him once somebody else has brought him into the world. In the last chapter we looked at how individual survival machines ideally should decide whether to behave altruistically towards other individuals who already exist. In this chapter we look at how they should decide whether to bring new individuals into the world.

 

It is over this matter that the controversy about 'group selection', which I mentioned in Chapter 1, has chiefly raged. This is because Wynne-Edwards, who has been mainly responsible for promulgating the idea of group selection, did so in the context of a theory of 'population regulation'. He suggested that individual animals deliberately and altruistically reduce their birth rates for the good of the group as a whole.

 

This is a very attractive hypothesis, because it fits so well with what individual humans ought to do. Mankind is having too many children. Population size depends upon four things: births, deaths, immigrations and emigrations. Taking the world population as a whole, immigrations and emigrations do not occur, and we are left with births and deaths. So long as the average number of children per couple is larger than two surviving to reproduce, the numbers of babies born will tend to increase over the years at an ever-accelerating rate. In each generation the population, instead of going up by a fixed amount, increases by something more like a fixed proportion of the size that it has already reached. Since this size is itself getting bigger, the size of the increment gets bigger. If this kind of growth was allowed to go on unchecked, a population would reach astronomical proportions surprisingly quickly.

 

Incidentally, a thing that is sometimes not realized even by people who worry about population problems is that population growth depends on when people have children, as well as on how many they have. Since populations tend to increase by a certain proportion per generation, it follows that if you space the generations out more, the population will grow at a slower rate per year. Banners that read 'Stop at Two' could equally well be changed to 'Start at Thirty'! But in any case, accelerating population growth spells serious trouble.

 

We have probably all seen examples of the startling calculations that can be used to bring this home. For instance, the present population of Latin America is around 300 million, and already many of them are under-nourished. But if the population continued to increase at the present rate, it would take less than 500 years to reach the point where the people, packed in a standing position, formed a solid human carpet over the whole area of the continent. This is so, even if we assume them to be very skinny-a not unrealistic assumption. In 1,000 years from now they would be standing on each other's shoulders more than a million deep. By 2,000 years, the mountain of people, travelling outwards at the speed of light, would have reached the edge of the known universe.

 

It will not have escaped you that this is a hypothetical calculation! It will not really happen like that for some very good practical reasons. The names of some of these reasons are famine, plague, and war; or, if we are lucky, birth control. It is no use appealing to advances in agricultural science-'green revolutions' and the like. Increases in food production may temporarily alleviate the problem, but it is mathematically certain that they cannot be a long-term solution; indeed, like the medical advances that have precipitated the crisis, they may well make the problem worse, by speeding up the rate of the population expansion. It is a simple logical truth that, short of mass emigration into space, with rockets taking off at the rate of several million per second, uncontrolled birth-rates are bound to lead to horribly increased death-rates. It is hard to believe that this simple truth is not understood by those leaders who forbid their followers to use effective contraceptive methods. They express a preference for 'natural' methods of population limitation, and a natural method is exactly what they are going to get. It is called starvation.

 

But of course the unease that such long-term calculations arouse is based on concern for the future welfare of our species as a whole. Humans (some of them) have the conscious foresight to see ahead to the disastrous consequences of over-population. It is the basic assumption of this book that survival machines in general are guided by selfish genes, who most certainly cannot be expected to see into the future, nor to have the welfare of the whole species at heart. This is where Wynne-Edwards parts company with orthodox evolutionary theorists. He thinks there is a way in which genuine altruistic birth-control can evolve.

 

A point that is not emphasized in the writings of Wynne-Edwards, or in Ardrey's popularization of his views, is that there is a large body of agreed facts that are not in dispute. It is an obvious fact that wild animal populations do not grow at the astronomical rates of which they are theoretically capable. Sometimes wild animal populations remain rather stable, with birth-rates and death-rates roughly keeping pace with each other. In many cases, lemmings being a famous example, the population fluctuates widely, with violent explosions alternating with crashes and near extinction. Occasionally the result is outright extinction, at least of the population in a local area. Sometimes, as in the case of the Canadian lynx-where estimates are obtained from the numbers of pelts sold by the Hudson's Bay Company in successive years-the population seems to oscillate rhythmically. The one thing animal populations do not do is go on increasing indefinitely.

 

Wild animals almost never die of old age: starvation, disease, or predators catch up with them long before they become really senile. Until recently this was true of man too. Most animals die in childhood, many never get beyond the egg stage. Starvation and other causes of death are the ultimate reasons why populations cannot increase indefinitely. But as we have seen for our own species, there is no necessary reason why it ever has to come to that. If only animals would regulate their birth-rates, starvation need never happen. It is Wynne-Edwards's thesis that that is exactly what they do. But even here there is less disagreement than you might think from reading his book. Adherents of the selfish gene theory would readily agree that animals do regulate their birth-rates. Any given species tends to have a rather fixed clutch-size or litter-size: no animal has an infinite number of children. The disagreement comes not over whether birth-rates are regulated. The disagreement is over why they are regulated: by what process of natural selection has family-planning evolved? In a nutshell, the disagreement is over whether animal birth-control is altruistic, practised for the good of the group as a whole; or selfish, practised for the good of the individual doing the reproducing. I will deal with the two theories in order.

 

Wynne-Edwards supposed that individuals have fewer children than they are capable of, for the benefit of the group as a whole. He recognized that normal natural selection cannot possibly give rise to the evolution of such altruism: the natural selection of lower-than-average reproductive rates is, on the face of it, a contradiction in terms. He therefore invoked group selection, as we saw in Chapter 1. According to him, groups whose individual members restrain their own birth-rates are less likely to go extinct than rival groups whose individual members reproduce so fast that they endanger the food supply. Therefore the world becomes populated by groups of restrained breeders. The individual restraint that Wynne-Edwards is suggesting amounts in a general sense to birth-control, but he is more specific than this, and indeed comes up with a grand conception in which the whole of social life is seen as a mechanism of population regulation. For instance, two major features of social life in many species of animals are territoriality and dominance hierarchies, already mentioned in Chapter 5.

 

Many animals devote a great deal of time and energy to apparently defending an area of ground which naturalists call a territory. The phenomenon is very widespread in the animal kingdom, not only in birds, mammals, and fish, but in insects and even sea-anemones. The territory may be a large area of woodland which is the principal foraging ground of a breeding pair, as in the case of robins. Or, in herring gulls for instance, it may be a small area containing no food, but with a nest at its centre. Wynne-Edwards believes that animals who fight over territory are fighting over a token prize, rather than an actual prize like a bit of food. In many cases females refuse to mate with males who do not possess a territory. Indeed it often happens that a female whose mate is defeated and his territory conquered promptly attaches herself to the victor. Even in apparently faithful monogamous species, the female may be wedded to a male's territory rather than to him personally.

 

If the population gets too big, some individuals will not get territories, and therefore will not breed. Winning a territory is therefore, to Wynne-Edwards, like winning a ticket or licence to breed. Since there is a finite number of territories available, it is as if a finite number of breeding licences is issued. Individuals may fight over who gets these licences, but the total number of babies that the population can have as a whole is limited by the number of territories available. In some cases, for instance in red grouse, individuals do, at first sight, seem to show restraint, because those who cannot win territories not only do not breed; they also appear to give up the struggle to win a territory. It is as though they all accepted the rules of the game: that if, by the end of the competition season, you have not secured one of the official tickets to breed, you voluntarily refrain from breeding and leave the lucky ones unmolested during the breeding season, so that they can get on with propagating the species.

 

Wynne-Edwards interprets dominance hierarchies in a similar way. In many groups of animals, especially in captivity, but also in some cases in the wild, individuals learn each other's identity, and they learn whom they can beat in a fight, and who usually beats them. As we saw in Chapter 5, they tend to submit without a struggle to individuals who they 'know' are likely to beat them anyway. As a result a naturalist is able to describe a dominance hierarchy or 'peck order' (so called because it was first described for hens)-a rank-ordering of society in which everybody knows his place, and does not get ideas above his station. Of course sometimes real earnest fights do take place, and sometimes individuals can win promotion over their former immediate bosses. But we saw in Chapter 5, the overall effect of the automatic submission by lower-ranking individuals is that few prolonged fights actually take place, and serious injuries seldom occur.

BOOK: The Selfish Gene
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