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Authors: Albert Einstein

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What has surprised me most in your general attitude, expressed in your letter, is the following aspect: You are such passionate opponents of anarchy in the economic sphere, and yet equally passionate advocates of anarchy, e.g., unlimited sovereignty, in the sphere of international politics. The proposition to curtail the sovereignty of individual states appears to you in itself reprehensible, as a kind of violation of a natural right. In addition, you try to prove that behind the idea of curtailing sovereignty the United States is hiding her intention of economic domination and exploitation of
the
rest of the world without going to war. You attempt to justify this indictment by analyzing in your fashion the individual actions of this government since the end of the last war. You attempt to show that the Assembly of the United Nations is a mere puppet show controlled by the United States and hence the American capitalists.

Such arguments impress me as a kind of mythology; they are not convincing. They make obvious, however, the deep estrangement among the intellectuals of our two countries which is the result of a regrettable and artificial mutual isolation. If a free personal exchange of views should be made possible and should be encouraged, the intellectuals, possibly more than anyone else, could help to create an atmosphere of mutual understanding between the two nations and their problems. Such an atmosphere is a necessary prerequisite for the fruitful development of political cooperation. However, since for the time being we depend upon the cumbersome method of “open letters” I shall want to indicate briefly my reaction to your arguments.

Nobody would want to deny that the influence of the economic oligarchy upon all branches of our public life is very powerful. This influence, however, should not be overestimated. Franklin Delano Roosevelt was elected president in spite of desperate opposition by these very powerful groups and was reelected three times; and this took place at a time when decisions of great consequence had to be made.

Concerning the policies of the American Government since the end of the war, I am neither willing, nor able, nor entitled to justify or explain them. It cannot be denied, however, that the suggestions of the American Government with regard to atomic weapons represented at least an attempt towards the creation of a supranational security organization. If they were not acceptable, they could at least have served as a basis of discussion for a real solution of the problems of international security. It is, indeed, the attitude of the Soviet Government, that was partly negative and partly dilatory, which has made it so difficult for well-meaning people in this country to use their political influence as they would have wanted, and to oppose the “war mongers.” With regard to the influence of the United States upon the United Nations Assembly, I wish to say that, in my opinion, it stems not only from the economic and military power of the United States but also from the efforts of the United States and the United Nations to lead toward a genuine solution of the security problem.

Concerning the controversial veto power, I believe that the efforts to eliminate it or to make it ineffective have their primary cause less in specific intentions of the United States than in the manner in which the veto privilege has been abused.

Let me come now to your suggestion that the policy of the United States seeks to obtain economic domination and exploitation of other nations. It is a precarious undertaking to say anything reliable about aims and intentions. Let us rather examine the objective factors involved. The United States is fortunate in producing all the important industrial products and foods in her own country, in sufficient quantities. The country also possesses almost all important raw materials. Because of her tenacious belief in “free enterprise” she cannot succeed in keeping the purchasing power of the people in balance with the productive capacity of the country. For these very same reasons there is a constant danger that unemployment will reach threatening dimensions.

Because of these circumstances the United States is compelled to emphasize her export trade. Without it, she could not permanently keep her total productive machinery fully utilized. These conditions would not be harmful if the exports were balanced by imports of about the same value. Exploitation of foreign nations would then consist in the fact that the labor value of imports would considerably exceed that of exports. However, every effort is being made to avoid this, since almost every import would make a part of the productive machinery idle.

This is why foreign countries are not able to pay for the export commodities of the United States, payment which, in the long run, would indeed be possible only through imports by the latter. This explains why a large portion of all the gold has come to the United States. On the whole, this gold cannot be utilized except for the purchase of foreign commodities, which because of the reasons already stated, is not practicable. There it lies, this gold, carefully protected against theft, a monument to governmental wisdom and to economic science! The reasons which I have just indicated make it difficult for me to take the alleged exploitation of the world by the United States very seriously.

However, the situation just described has a serious political facet. The United States, for the reasons indicated, is compelled to ship part of its production to foreign countries. These exports are financed through loans which the United States is granting foreign countries. It is, indeed, difficult to imagine how these loans will ever be repaid. For all practical purposes, therefore, these loans must be considered gifts which may be used as weapons in the arena of power politics. In view of the existing conditions and in view of the general characteristics of human beings, this, I frankly admit, represents a real danger. Is it not true, however, that we have stumbled into a state of international affairs which tends to make every invention of our minds and every material good into a weapon and, consequently, into a danger for mankind?

This question brings us to the most important matter, in comparison to which everything else appears insignificant indeed. We all know that power politics, sooner or later, necessarily leads to war, and that war, under present circumstances, would mean a mass destruction of human beings and material goods, the dimensions of which are much, much greater than anything that has ever before happened in history.

Is it really unavoidable that, because of our passions and our inherited customs, we should be condemned to annihilate each other so thoroughly that nothing would be left over which would deserve to be conserved? Is it not true that all the controversies and differences of opinion which we have touched upon in our strange exchange of letters are insignificant pettinesses compared to the danger in which we all find ourselves? Should we not do everything in our power to eliminate the danger which threatens all nations alike?

If we hold fast to the concept and practice of unlimited sovereignty of nations it only means that each country reserves the right for itself of pursuing its objectives through warlike means. Under the circumstances, every nation must be prepared for that possibility; this means it must try with all its might to be superior to anyone else. This objective will dominate more and more our entire public life and will poison our youth long before the catastrophe is itself actually upon us. We must not tolerate this, however, as long as we still retain a tiny bit of calm reasoning and human feelings.

This alone is on my mind in supporting the idea of “World Government,” without any regard to what other people may have in mind when working for the same objective. I advocate world government because I am convinced that there is no other possible way of eliminating the most terrible danger in which man has ever found himself. The objective of avoiding total destruction must have priority over any other objective.

I am sure you are convinced that this letter is written with all the seriousness and honesty at my command; I trust you will accept it in the same spirit.

1
Biographical Note: Sergei Vavilov, a physicist specializing in the field of fluorescence, is President of the Academy of Sciences of the USSR. A. N. Frumkin, a colloid chemist of note, is Director of the Colloid-Electrochemical Institute of the Academy of Sciences in Moscow. A. F. Joffe is well known for his work on the behavior of crystals under water, and is Director of the Physico-Chemical Institute of the Academy in Leningrad. N. N. Semyonov, an authority on chemical kinetics, is Director of the Institute of Chemical Physics of the Academy in Moscow.

11. For an Organization of Intellectual Workers

 

I CONSIDER IT IMPORTANT
, indeed urgently necessary, for intellectual workers to get together, both to protect their own economic status and also, generally speaking, to secure their influence in the political field.

On the first-mentioned, the economic side, the working class may serve us as a model: they have succeeded, at least to some extent, in protecting their economic interests. We can learn from them too how this problem can be solved by the method of organization. And also, we can learn from them what is our gravest danger, which we ourselves must seek to avoid: the weakening through inner dissensions, which, when things reach that point, make cooperation difficult and result in quarrels between the constituent groups.

But again, we can also learn from the workers that limitation to immediate economic aims, to the exclusion of all political goals and effective action will not suffice either. In this respect, the working classes in this country have only begun their development. It is inevitable, considering the progressive centralization of production, that the economic and the political struggle should become more and more closely interwoven, the political factor continually growing in significance in the process. In the meantime the intellectual worker, due to his lack of organization, is less well protected against arbitrariness and exploitation than a member of any other calling.

But intellectual workers should unite, not only in their own interest but also and no less importantly in the interest of society as a whole. For division among intellectuals has been partly to blame for the fact that the special parts and the experience which are the birthright of these groups have so seldom been made available for political aims. In their room political ambition and desire for profit almost exclusively determine events, instead of professional knowledge and judgment based upon objective thinking.

An organization of intellectual workers can have the greatest significance for society as a whole by influencing public opinion through publicity and education. Indeed it is its proper task to defend academic freedom, without which a healthy development of democracy is impossible.

An outstandingly important task for an organization of intellectual workers at the present moment is to fight for the establishment of a supranational political force as a protection against fresh wars of aggression. It seems to me that the working out with a view to selection of a particular plan for an international government should not, at the present moment, be our chief aim. For if there existed, among the majority of citizens, the firm intention of establishing international security, the technique of giving shape to such an instrument would not present an all-too-difficult problem. What is lacking in the majority is the conviction, founded on clear thinking, that there is no other means of permanently avoiding catastrophes like the present one. In the organization and promotion of enlightenment on this subject, I see the most important service which an organization of intellectual workers can perform at this historic moment. Only by means of setting energetically about such a task can an organization like the one here planned achieve inward strength and outward influence.

12. “Was Europe a Success?”

 

THE HUMANITARIAN IDEAL
of Europe appears indeed to be unalterably bound up with the free expression of opinion, to some extent with the free-will of the individual, with the effort toward objectivity in thought without consideration of mere utility, and with the encouragement of differences in the realm of mind and taste. These requirements and ideals comprise the nature of the European spirit. One cannot establish with reason the worth of these values and maxims, for they are matters of fundamental principle in the approach to life and are points of departure which can only be affirmed or denied by emotion. I only know that I affirm them with my whole soul, and would find it intolerable to belong to a society which consistently denied them.

I do not share the pessimism of those who believe that full intellectual growth is dependent on the foundation of open or concealed slavery. That may be true for eras of primitive technical development, where the production of the necessaries of life requires physical work by a majority of the people to the point of total exhaustion. In our time of high technical development, with a reasonably equitable division of labor and adequate provisions for all, the individual would have both time and strength to participate receptively and productively in the finest intellectual and artistic efforts his abilities and inclinations allowed. Unfortunately nothing approaching such conditions exist in our society. But everyone devoted to the specific European ideals will do his utmost to achieve aims of whose desirability and practicability an increasing number of right-minded persons are convinced.

Is it justifiable to set aside for a time the principles of individual freedom in deference to the high endeavor to improve economic organization? A fine and shrewd Russian scholar very skilfully defended this point of view to me in comparing the success of compulsion and terror—at least at the outset—in a functioning Russian Communism with the failure of German Social Democracy after the war. He did not convince me. No purpose is so high that unworthy methods in achieving it can be justified in my eyes. Violence sometimes may have cleared away obstructions quickly, but it never has proved itself creative.

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