Read The Beginning of Infinity: Explanations That Transform the World Online
Authors: David Deutsch
However, on closer examination, anthropic arguments never quite finish the explanatory job. To see why, consider an argument due to the physicist Dennis Sciama.
Imagine that, at some time in the future, theoreticians have calculated, for one of those constants of physics, the range of its values for which there would be a reasonable probability that astrophysicists (of a suitable kind) would emerge. Say that range is from 137 to 138. (No doubt the real values will not be whole numbers, but let us keep it simple.) They also calculate that the highest probability of astrophysicists occurs at the midpoint of the range – when the constant is 137.5.
Next, experimentalists set out to measure the value of that constant directly – in laboratories, or by astronomical observation, say. What should they predict? Curiously enough, one immediate prediction from the anthropic explanation is that the value will not be exactly 137.5. For suppose that it were. By analogy, imagine that the bull’s-eye of a dartboard represents the values that can produce astrophysicists. It would be a mistake to predict that a typical dart that strikes the bull’s eye will strike it at the exact centre. Likewise, in the overwhelming majority of universes in which the measurement could take place (because they contain astrophysicists), the constant would not take the exactly optimal value for producing astrophysicists, nor be extremely close to it, compared with the size of the bull’s-eye.
So Sciama concludes that, if we did measure one of those constants of physics, and found that it was extremely close to the optimum value for producing astrophysicists, that would statistically refute, not corroborate, the anthropic explanation for its value. Of course that value
might
still be a coincidence, but if we were willing to accept astronomically unlikely coincidences as explanations we should not be puzzled by the fine-tuning in the first place – and we should tell Paley that the watch on the heath
might
just have been formed by chance.
Furthermore, astrophysicists should be relatively unlikely in universes whose conditions are so hostile that they barely permit astrophysicists at all. So, if we imagine all the values consistent with the emergence of astrophysicists arrayed on a line, then the anthropic explanation leads us to expect the measured value to fall at some typical point, not too close to the middle or to either end.
However – and here we are reaching Sciama’s main conclusion – that prediction changes radically if there are
several
constants to explain. For although any one constant is unlikely to be near the edge of its range, the more constants there are, the more likely it is that at least one of them will be. This can be illustrated pictorially as follows, with our bull’s-eye replaced by a line segment, a square, a cube . . . and we can imagine this sequence continuing for as many dimensions as there are fine-tuned constants in nature. Arbitrarily define ‘near the edge’ as meaning ‘within 10 per cent of the whole range from it’. Then in the case of one constant, as shown in the diagram, 20 per cent of its possible values are near one of the two edges of the range, and 80 per cent are ‘away from the edge’. But with two constants a pair of values has to satisfy two constraints in order to be ‘away from the edge’. Only 64 per cent of them do so. Hence 36 per cent are near the edge. With three constants, nearly half the possible choices are near the edge. With 100 constants, over 99.9999999 per cent of them are.
Whatever anthropic reasoning predicts about the values of multiple constants, it predicts will only just happen.
So, the more constants are involved, the closer to having no astrophysicists a typical universe-
with
-astrophysicists is. It is not known how many constants are involved, but it seems to be several, in which
case the overwhelming majority of universes in the anthropically selected region would be close to its edge. Hence, Sciama concluded, the anthropic explanation predicts that the universe is
only just
capable of producing astrophysicists – almost the opposite prediction from the one that it makes in the case of one constant.
On the face of it, this might in turn seem to explain another great unsolved scientific mystery, known as ‘Fermi’s problem’, named after the physicist Enrico Fermi, who is said to have asked, ‘
Where are they?
’ Where are the extraterrestrial civilizations? Given the Principle of Mediocrity, or even just what we know of the galaxy and the universe, there is no reason to believe that the phenomenon of astrophysicists is unique to our planet. Similar conditions presumably exist in many other solar systems, so why would some of them not produce similar outcomes? Moreover, given the timescales on which stars and galaxies develop, it is overwhelmingly unlikely that any given extraterrestrial civilization is currently at a similar state of technological development to ours: it is likely to be millions of years younger (i.e. non-existent) or older. The older civilizations have had plenty of time to explore the galaxy – or at least to send robot space probes or signals. Fermi’s problem is that we do not see any such civilizations, probes or signals.
Many candidate explanations have been proposed, and none of them, so far, are very good. The anthropic explanation of fine-tuning, in the light of Sciama’s argument, might seem to solve the problem neatly: if the constants of physics in our universe are only just capable of producing astrophysicists, then it is not surprising that this event has happened only once, since its happening twice independently in the same universe would be vanishingly unlikely.
Unfortunately, that turns out to be a bad explanation too, because focusing on fundamental
constants
is parochial: there is no relevant difference between (1) ‘the same’ laws of physics with different constants and (2) different laws of physics. And there are infinitely many logically possible laws of physics. If they were all instantiated in real universes – as has been suggested by some cosmologists, such as Max Tegmark – it would be statistically certain that our universe is exactly on the edge of the astrophysicist-producing class of universes.
We know that that cannot be so from an argument due to Feynman (which he applied to a slightly different problem). Consider the class
of all possible universes that contain astrophysicists, and consider what
else
most of them contain. In particular, consider a sphere just large enough to contain your own brain. If you are interested in explaining fine-tuning, your brain in its current state counts as an ‘astrophysicist’ for these purposes. In the class of all universes that contain astrophysicists, there are many that contain a sphere whose interior is perfectly identical to the interior of your sphere, including every detail of your brain. But in the vast majority of those universes there is chaos
outside
the sphere: almost a random state, since almost-random states are by far the most numerous. A typical such state is not only amorphous but hot. So in most such universes the very next thing that is going to happen is that the chaotic radiation emanating from outside the sphere will kill you instantly. At any given instant, the theory that we are going to be killed a picosecond hence is refuted by observation a picosecond later. Whereupon another such theory presents itself. So it is a very bad explanation – an extreme version of the gambler’s hunches.
The same holds for purely anthropic explanations of all other fine-tunings involving more than a handful of constants: such explanations predict that it is overwhelmingly likely that we are in a universe in which astrophysicists are only just possible and will cease to exist in an instant. So they are bad explanations.
On the other hand, if the laws of physics exist in only one
form
, with only the values of a few constants differing from one universe to another, then the very fact that laws with different forms are not instantiated is a piece of fine-tuning that that anthropic explanation leaves unexplained.
The theory that all logically possible laws of physics are instantiated as universes has a further severe problem as an explanation. As I shall explain in
Chapter 8
, when considering infinite sets such as these, there is often no objective way to ‘count’ or ‘measure’ how many of them have one attribute rather than another. On the other hand, in the class of all logically possible entities, those that
can understand themselves
, as the physical reality that we are in does, are surely, in any reasonable sense, a tiny minority. The idea that one of them ‘just happened’, without explanation, is surely just a spontaneous-generation theory.
In addition, almost all the ‘universes’ described by those logically
possible laws of physics are radically different from ours – so different that they do not properly fit into the argument. For instance, infinitely many of them contain nothing other than one bison, in various poses, and last for exactly 42 seconds. Infinitely many others contain a bison and an astrophysicist. But what
is
an astrophysicist in a universe that contains no stars, no scientific instruments and almost no evidence? What is a scientist, or any sort of thinking person, in a universe in which only bad explanations are true?
Almost all logically possible universes that contain astrophysicists are governed by laws of physics that are bad explanations. So should we predict that our universe, too, is inexplicable? Or has some high but unknowable probability to be? Thus, again, anthropic arguments based on ‘all possible laws’ are ruled out for being bad explanations.
For these reasons I conclude that, while anthropic reasoning may well be part of the explanation for apparent fine-tuning and other observations, it can never be the whole explanation for why we observe something that would otherwise look too purposeful to be explicable as coincidence. Specific explanation, in terms of specific laws of nature, is needed.
The reader may have noticed that all the bad explanations that I have discussed in this chapter are ultimately connected with each other. Expect too much from anthropic reasoning, or wonder too carefully how Lamarckism could work, and you get to spontaneous generation. Take spontaneous generation too seriously, and you get to creationism – and so on. That is because they all address the same underlying problem, and are all easily variable. They are easily interchangeable with each other or with variants of themselves, and they are ‘too easy’ as explanations: they could equally well explain anything. But neo-Darwinism was not easy to come by, and it is not easy to tweak. Try to tweak it – even as far as Darwin’s own misconceptions – and you will get an explanation that doesn’t work nearly as well. Try to account for something non-Darwinian with it – such as a new, complex adaptation of which there were no precursors in the organism’s parents – and you will not be able to think of a variant with that feature.
Anthropic explanations are attempting to account for purposeful
structure (such as the fine-tuned constants) in terms of a single act of selection. That is unlike evolution, and it cannot work. The solution of the fine-tuning puzzle is going to be in terms of an explanation that will specifically explain what we observe. It will be, as Wheeler put it, ‘an idea so simple . . . that . . . we will all say to each other, how could it have been otherwise?’ In other words, the problem has been not that the world is so complex that we cannot understand why it looks as it does, but it is that it is so
simple
that we cannot yet understand it. But this will be noticeable only with hindsight.
All those bad explanations of the biosphere either fail to address the problem of how the knowledge in adaptations is created or they explain it badly. That is to say, they all underrate
creation
– and, ironically, the theory that underrates creation most of all is creationism. Consider this: if a supernatural creator were to have created the universe at the moment when Einstein or Darwin or any great scientist (appeared to have) just completed their major discovery, then the true creator of that discovery (and of all earlier discoveries) would have been not that scientist but the supernatural being. So such a theory would deny the existence of the only creation that really did take place in the genesis of that scientist’s discoveries.
And it really is creation. Before a discovery is made, no predictive process could reveal the content or the consequences of that discovery. For if it could, it would be that discovery. So scientific discovery is profoundly unpredictable, despite the fact that it is determined by the laws of physics. I shall say more about this curious fact in the next chapter; in short, it is due to the existence of ‘emergent’ levels of explanation. In this case, the upshot is that what science – and creative thought in general – achieves is unpredictable creation
ex nihilo
. So does biological evolution. No other process does.
Creationism, therefore, is misleadingly named. It is not a theory explaining knowledge as being due to creation, but the opposite: it is denying that creation happened in reality, by placing the origin of the knowledge in an explanationless realm. Creationism is really
creation denial
– and so are all those other false explanations.