Read The Moral Animal: Why We Are, the Way We Are: The New Science of Evolutionary Psychology Online
Authors: Robert Wright
Naturally, the level of the organism is of primary concern to human beings; human beings are organisms. But it's of secondary importance to natural selection. If there is a sense in which natural selection "cares" about anything — and there is, metaphorically — that thing isn't us; it's the information in our sex cells, our eggs and our sperm. Of course, natural selection "wants" us to behave in certain
{162}
ways. But, so long as we comply, it doesn't care whether we are made happy or sad in the process, whether we get physically mangled, even whether we die. The only thing natural selection ultimately "wants" to keep in good shape is the information in our genes, and it will countenance any suffering on our part that serves this purpose.
This was the philosophical import of the simple point Hamilton made abstractly, skeletally, in a 1963 letter to the editors of the journal The American Naturalist. He imagined a gene G that causes an altruistic behavior and noted: "Despite the principle of 'survival of the fittest' the ultimate criterion which determines whether G will spread is not whether the behavior is to the benefit of the behaver but whether it is to the benefit of the gene G; and this will be the case if the average net result of the behavior is to add to the gene-pool a handful of genes containing G in higher concentration than does the gene-pool itself."
9
Hamilton gave flesh to this observation the next year with his paper "The Genetical Evolution of Social Behaviour" in The Journal of Theoretical Biology. The paper, after going underappreciated for years, has become one of the most widely cited works in the history of Darwinian thought, and has revolutionized the mathematics of evolutionary biology. Before the theory of kin selection, it was common to talk as if the final arbiter in evolution were "fitness," whose ultimate manifestation, it seemed, was the sum total of the organism's direct biological legacy. Genes that made an organism fitter — that maximized the number of offspring, grand-offspring, and so on — would be the genes that flourished. Now the final arbiter of evolution is thought of as "inclusive fitness," which takes into account also the genes' indirect legacy, realized via siblings, cousins, and so on. Hamilton wrote in 1964: "Here then we have discovered a quantity, inclusive fitness, which under the conditions of the model tends to maximize in much the same way that fitness tends to maximize in the simpler classical model."
Hamiltonian math contains a potent symbol — r — introduced earlier by the biologist Sewall Wright but now given new consequence; r represents the degree of relatedness among organisms. Among full siblings, r is V2, among half-siblings, nieces, nephews, aunts, and uncles, it is lA, and among first cousins it is Vs. The new math says
{163}
that genes for sacrificial behavior will thrive so long as the cost to the altruist (in terms of impact on future reproductive success) is less than the benefit to the recipient (ditto) times the degree of relatedness between the two. That is, so long as c is less than br.
When Hamilton introduced the theory of kin selection, he used as his example the very group of organisms that had perplexed Darwin. Like Darwin, he had been struck by the extraordinary self-sacrifice among many insects of the order
Hymenoptera
, notably the highly social ants, bees, and wasps. Why is this intensity of altruism, and its attendant social cohesion, found in so few other parts of the insect world? There may be several evolutionary reasons, but Hamilton put his finger on what seems a central one. He noted that, thanks to a bizarre form of reproduction, these species feature an unusually large r. Sister ants share 3/4 of their genes by common descent, not just 1/2. So altruism of extraordinary magnitude is justified in the eyes of natural selection.
When r is even larger than 3/4, the evolutionary argument for altruism, and social solidarity, grows even stronger. Consider the cellular slime mold, which is so tightly interwoven that it has inspired reasoned debate as to whether it is best thought of as a society of cells or a single organism. Because slime-mold cells reproduce asexually, the r among them is 1; they are all identical twins. From the point of view of the gene, then, there is no difference between the fate of its own cell and the fate of a nearby cell. It's not surprising that many slime-mold cells fail to reproduce, and devote themselves instead to buffering fertile fellow cells from the elements. Their neighbors' welfare, in evolutionary terms, is identical to their own. That's altruism.
So too with human beings — not groups of human beings, but the groups of cells that are human beings. At some point hundreds of millions of years ago, multicellular life arose. Societies of cells became so highly integrated as to qualify for the title "organism," and these organisms eventually begat us. But as the cellular slime mold attests, the line between society and organism is unclear. It is fair, technically speaking, to consider even so coherent an organism as a human being a tight-knit community of single-celled organisms. These cells exhibit a kind of cooperation and self-sacrifice that makes even the
{164}
machine-like efficiency of an insect colony look ragged by comparison. Almost all of the cells in the human body are sterile. Only the sex cells — our "queen bees" — get to make copies of themselves for posterity. That the zillions of sterile cells act as if they were perfectly content with this arrangement is doubtless grounded in the fact that the r between them and the sex cells is 1; genes in sterile cells are transmitted to future generations as assuredly via sperm or egg as they would be if their particular cellular vehicles were doing the transmitting. Again: when r is 1, altruism is ultimate.
The reverse side of this coin is that when r isn't 1, altruism isn't ultimate. Even pure sibling love — brotherly love — isn't total love. J.B.S. Haldane is said to have remarked once that he would never give his life for a brother — but, rather, for "two brothers or eight cousins." Presumably he was joking — parodying, perhaps, what he wrongly considered the overly fine extension of Darwinian logic. But his joke captures a basic truth. To define the degree of commitment to any relative is to define the degree of indifference and, potentially, antagonism; the cup of common interest between siblings is half-empty as well as half-full. While it makes genetic sense to help a brother or sister, even at great expense, that expense is not unlimited.
Thus, on the one hand, no modern Darwinian would expect a child to monopolize the food supply while a brother or sister grew weak from hunger. But neither should we expect that, given two siblings and one sandwich, the question of its allotment will be amicably resolved. It may not be hard to teach children to share with brothers and sisters (at least in some circumstances), but it is hard to teach them to share equally, for this runs against their genetic interest. That, at any rate, is what natural selection implies. We can leave it for veteran parents to say whether the prediction is borne out.
The divergence of genetic interests between siblings creates an exasperating, if sometimes charming, paradox. They fiercely compete for the affection and attention of their parents, with all the resources that can bring, and in the process display jealousy so petty that it's hard to credit them with love; but let one of them become truly
{165}
needy, or seem genuinely endangered, and love will surface. Darwin saw one such shift in attitude on the part of his son Willy, then nearly five years old, toward younger sister Annie. "Whenever she hurts herself when we are present Willy appears not to mind, & sometimes makes a great noise as if to distract our attention," Darwin wrote. But one day Annie hurt herself with no adults in view, so Willy couldn't assume that any real danger was being addressed. Then his reaction "was quite different. He first attempted to comfort her very nicely & then said he would call Bessy & she not being in sight his fortitude gave way & he began to cry also. "
10
Darwin didn't explain this, or any instances of sibling love, in terms of kin, or what he called "family," selection; he seems never to have seen the connection between insect self-sacrifice and mammalian affection.
11
The biologist who first emphasized the partial emptiness of the cup of common genetic interest is Robert Trivers. He has noted, in particular, that a child's genetic interest diverges not only from a brother's or sister's, but from a parent's. Each child should, in theory, see itself as twice as valuable as its sibling, while the parent, being equally related to the two, values them equally. Hence another Darwinian prediction: not only will siblings have to be taught to share equally; parents will, in fact, try to teach them.
In 1974, Trivers dissected parent-offspring conflict in a paper by that name. By way of illustration, he discussed the contentious mammalian issue of when a suckling should get off the teat. A caribou calf, he observed, will continue to suckle long after milk has ceased to be essential to its survival, even though this prevents the mother from conceiving another calf that will share some of its genes. After all: "the calf is completely related to himself but only partially related to his future siblings...."
12
The time will come when the nutritional rewards from suckling are so marginal that genetic interest favors another calf over milk. But the mother, valuing (implicitly) the two offspring equally, reaches that point sooner. So the theory of natural selection, stated in terms of inclusive fitness, implies that conflict over weaning will be a regular part of mammalian life — as it seems to be. The conflict can last for several weeks and become pretty wild, as infants shriek for milk and even strike their mother. Veteran baboon
{166}
watchers know that a good way to find a baboon troop is to listen each morning for the sound of mother-offspring strife.
13
In the battle over resources, expect children to use any tools at their disposal, including dishonesty. The dishonesty may be crude and directed at other siblings. ("Willy sometimes tries a little ruse to prevent Annie wishing to have his apple... .'Yours is larger than mine Annie.' ") But the ruse may be more subtle, and directed to a larger audience, including parents. One good way to short-circuit parental demands for greater sacrifice is to exaggerate — or, shall we say, selectively highlight — sacrifices already made. An example appears at the head of this chapter: Willy, then two years old, and nicknamed Doddy, had given his younger sister his last bit of gingerbread and then exclaimed, for all to hear, "Oh kind Doddy, kind Doddy."
14
Many parents are familiar with this sort of conspicuous nonconsumption.
Another ploy children use to extract resources from parents is to embellish their needs. Emma Darwin recorded three-year-old son Leonard's actions after "he scraped 2 little bits of skin off his wrist": "He thought Papa did not pity him enough & nodded emphatically at him. 'The skin's come off — & its lost — & the bleed's coming out.' " A year later Leonard was heard to say, "Papa, I have coughed awfully — many times awfully — five awfullys — and more, too — so mayn't I have some black stuff [licorice]?"
15
To further bolster an image of entitlement, youngsters may stress the cruelty and injustice being inflicted by parents. At peak intensity, this emphasis is known as a temper tantrum — part of young life not just in our species, but also among chimpanzees, baboons, and other primates. Many a young outraged chimp has been known, as one primatologist put it half a century ago, to "glance furtively at its mother or the caretaker as if to discover whether its action was attracting attention."
16
Fortunately for young primates, parents are ripe for exploitation. Attention to a child's crying and complaining is in the interest of the parent's genes, since cries and complaints may signal real needs felt by a vehicle containing copies of them. In other words: parents love their children and can be blinded by that love.
{167}
Still, the idea of a temper tantrum as manipulation won't strike most parents as a revolutionary insight, and that's evidence that they aren't entirely blind. Though natural selection made parents open to manipulation in the first place, it should, in theory, have equipped them thereafter with antimanipulation devices, such as a discerning suspicion of childhood whining. But once this discernment exists, natural selection should equip the children with counterdiscernment technology in the form of more heartfelt whining. The arms race goes on forever.
As Trivers stressed in his 1974 paper, the gene's-eye view implies that parents are themselves dishonestly manipulative. They want — or, at least, their genes "want" them — to extract from the child more kin-directed altruism and sacrifice, and thus to instill in the child more love, than is in the child's genetic interest. This is true not just of sibling love, but of love for uncles, aunts, and cousins, all of whom (on average) have twice as many of the parent's genes as of the child's. Hence the general dearth of disputes in which a parent demands that a child be less considerate of the parent's siblings, nieces, and nephews.
Children are biologically vulnerable to a parent's propaganda campaign, just as the parent is vulnerable to the child's. The reason is that it so often makes Darwinian sense to do what parents say. Although the genetic interests of parent and child diverge, there is a 50 percent overlap, so no one has a stronger genetic incentive than a parent to fill a child's head with useful facts and adages. Thus there is no one to whom the child should pay more attention. A child's genes should "want" the child to tap into the uniquely devoted databanks housed in its parents.
And plainly, the genes get their way. When young, we are filled with awe and credulity in the presence of our parents. One of Darwin's daughters recalled that "Whatever he said was absolute truth and law to us." Surely she exaggerates. (When Darwin found five-year-old Leonard jumping on the sofa and told him that was against the rules, Leonard replied, "Well then I advise you to go out of the room.")
17
Still, young children do have a basic, if not entire, trust in their parents, and parents should, in theory, abuse it.